TREND MINING CO 5

Accession 0001144204-04-004524

CIK 0001115954operating

View on SEC.gov Company Profile

Filed

Apr 7, 8:00 PM ET

Accepted

Apr 8, 5:22 PM ET

Size

25.4 KB

Accession

0001144204-04-004524

Insider Transaction Report

Form 5

Period: 2003-09-30

TREND MINING COTRDM

RYAN JOHN P

DirectorCFO, Vice President, Secretary

Transactions

Award
Common Stock
2003-09-15+100,000→ 734,667 total
Gift
Common Stock
2001-09-28$0.10/sh−40,000$4,000→ 76,667 total
Award
Common Stock
2002-05-15+7,500→ 147,167 total
Purchase
Common Stock
2003-01-14+450,000→ 634,667 total
Award
Common Stock
2003-09-15+150,000→ 884,667 total
Other
Common Stock
2002-02-08+78,000→ 139,667 total
Sale
Common Stock
2001-08-29$0.65/sh−15,000$9,750→ 61,667 total
Award
Common Stock
2003-01-14+37,500→ 184,667 total
Award
Common Stock
2001-09-28+2,500→ 44,000 total(indirect: See footnote)
Purchase
Common Stock
2003-09-11$0.15/sh+10,000$1,500→ 54,000 total(indirect: See footnote)
Purchase
Common Stock
2003-09-12$0.15/sh+5,000$750→ 59,000 total(indirect: See footnote)
Award
Employee Stock Option (right to buy)
2002-03-12$0.80/sh+1,078,000$862,400→ 107,800 total
Exercise: $0.80From: 2002-03-12Exp: 2004-02-23→ Common Stock (107,800 underlying)

Footnotes (14)

[F1]Gift to spouse who shares the reporting person's household.
[F10]These shares were issued as payment for out of pocket expenses by Andover Capital Corporation.
[F11]Shares held by Andover Capital of which the reporting person is a 50% shareholder and his spouse owns the remaining 50%.
[F12]Shares held by Dotson Exploration of which the reporting person is an affiliate.
[F13]A Form 3, filed August 16, 2001, inadvertently omitted 1,500 shares held by Andover Capital of which the reporting person is a 50% shareholder.
[F14]These stock options were awarded pursuant to the 2000 Equity Incentive Plan.
[F2]The interim amounts of securities beneficially owned reported in column 5 are provided only in order to allow the EDGAR system to accept this filing. Due to other timely reported transactions, such amounts may not reflect the filer's actual ownership at such times.
[F3]These shares were granted in lieu of $17,500 salary owed and $2,000 for expenses, valued at $0.25 per share.
[F4]These shares were granted in lieu of $3,675 salary owed, valued at $0.49 per share.
[F5]These shares were granted in lieu of $3,000 salary owed and $750 for expenses, valued at $0.10 per share.
[F6]These shares were valued at $0.21 per share and acquired in exchange for 18,334 shares of the common stock of Cadence Resources Corporation and 35,000 shares of the common stock of Western Goldfields, Inc.
[F7]These shares were granted to each director as compensation for the fiscal year 2003, pursuant to the 2000 Equity Incentive Plan.
[F8]These shares were granted in lieu of $15,000 salary owed, valued at $0.10 per share.
[F9]A Form 3, filed August 16, 2001, misstated the number of shares beneficially owned by the reporting person.

Documents

1 file

5
v02555_ryan5ex.xmlPrimary

Issuer

TREND MINING CO

CIK 0001115954

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001115954

Filing Metadata

Form type: 5
Filed: Apr 7, 8:00 PM ET
Accepted: Apr 8, 5:22 PM ET
Size: 25.4 KB

View on SEC.gov