ReposiTrak, Inc.·4

Mar 18, 4:55 PM ET

FIELDS RANDALL K 4

4 · ReposiTrak, Inc. · Filed Mar 18, 2026

Research Summary

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Updated

ReposiTrak (TRAK) CEO Randall K. Fields Sells Shares

What Happened Randall K. Fields, CEO of ReposiTrak, sold a total of 7,500 common shares in two open‑market dispositions: 6,072 shares on 2026‑03‑16 for $48,859 (weighted average $8.05) and 1,428 shares on 2026‑03‑17 for $11,493 (weighted average $8.05). The combined proceeds were approximately $60,352. These were sales (not purchases) and are presented as routine dispositions under a prearranged plan.

Key Details

  • Transaction dates and prices:
    • 2026‑03‑16: 6,072 shares disposed; reported weighted avg $8.05 (actual prices in filing ranged $8.01–$8.10). (F2)
    • 2026‑03‑17: 1,428 shares disposed; reported weighted avg $8.05 (actual prices in filing ranged $8.00–$8.23). (F3)
  • Total shares sold: 7,500; total proceeds ≈ $60,352.
  • Shares owned after the transactions: not specified in the provided filing.
  • Notable footnote: Sales occurred automatically pursuant to a Rule 10b5‑1 trading plan adopted by Mr. Fields in his capacity as Trustee of the 2022 RK Fields Charitable Remainder Unitrust to satisfy charitable commitments. (F1)
  • Filing: Reported on 2026‑03‑18 for transactions on 2026‑03‑16 and 03‑17; this filing appears timely under Section 16 rules.

Context

  • The trades were made under a Rule 10b5‑1 plan tied to charitable giving; such planned sales are generally viewed as prearranged and do not necessarily indicate the insider’s short‑term view of the company.
  • These were straightforward open‑market sales (Form 4 code S). No options were exercised and no awards, gifts, or tax‑withholding events were reported in this filing.

Insider Transaction Report

Form 4
Period: 2026-03-16
FIELDS RANDALL K
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-03-16$8.05/sh6,072$48,85978,928 total(indirect: By LLC)
  • Sale

    Common Stock

    [F1][F3]
    2026-03-17$8.05/sh1,428$11,49377,500 total(indirect: By LLC)
Holdings
  • Common Stock

    3,483,955
  • Common Stock

    (indirect: By Riverview Financial Corp.)
    615,260
  • Common Stock

    (indirect: By Spouse)
    30,667
  • Common Stock

    (indirect: By Fields Management, Inc.)
    333,643
  • Series B Preferred Stock

    (indirect: By Riverview Financial Corp)
    169,797
  • Series B Preferred Stock

    (indirect: By Spouse)
    3,704
Footnotes (3)
  • [F1]The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in his capacity as Trustee of the 2022 RK Fields Charitable Remainder Unitrust, the managing member of RK Fields Charitable 2022, LLC. The Trading Plan was established to enable the Reporting Person to meet some of his charitable commitments.
  • [F2]The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $8.01 to $8.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  • [F3]The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $8.00 to $8.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Signature
/s/ Randall K. Fields|2026-03-18

Documents

1 file
  • 4
    form4-03182026_080302.xmlPrimary