Wedbush Capital, Inc. 4/A
4/A · JMP GROUP LLC · Filed Nov 18, 2021
Insider Transaction Report
Form 4/AAmended
WEDBUSH MORGAN SECURITIES INC
10% Owner
Transactions
- Disposition to Issuer
Shares representing limited liability company interests in J
2021-11-17$7.50/sh+2,250,000$16,875,000→ 0 total - Disposition to Issuer
Shares representing limited liability company interests in J
2021-11-17$7.50/sh+2,250,000$16,875,000→ 0 total(indirect: Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold)
Footnotes (2)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 8, 2021 (as amended from time to time, the "Merger Agreement"), among JMP Group LLC (the "Company"), Citizens Financial Group, Inc. ("Citizens") and Jolt Acquisition LLC, in exchange for $7.50 per share in cash, without interest.
- [F2]This Form 4 is being filed by the undersigned. Wedbush Securities Inc. directly held the securities of the Issuer subject to the Merger Agreement. Wedbush Capital may be deemed to have had beneficial ownership of such shares as the sole equityholder of Wedbush Securities Inc.