13F-HR 1 hughessep0113-f.txt HIMCO FORM 13-F (P/E 9/30/01) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Pursuant to Section 13(f) of the Securities Exchange Act of 1934 Report for the Calendar Year or Quarter Ended: September 30, 2001 ------------------ Check here if Amendment [ ]; Amendment Number _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hughes Investment Management Company Address: 200 North Sepulveda Boulevard El Segundo, CA 90231-2458 Form 13F File Number: 28-4586 I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN THIS FORM AND THE ATTACHMENTS TO IT IS TRUE, CORRECT AND COMPLETE AND I UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS PREVIOUSLY SUBMITTED. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Person Signing this Report on Behalf of Reporting Manager: Name: John F. Cooke Title: President Phone: 310-662-9837 Signature, Place, and Date of Signing: John F. Cooke El Segundo, CA 11/05/01 _________________________________________________________________________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) -1- Report Summary: Number of Other Included Managers: NONE ---- Form 13F Information Table Entry Total: 155 --- Form 13F Information Table Value Total: $46,899,408 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE -2- FORM 13F INFORMATION TABLE

VALUE SHRS OR SH/ PCT/ INVESTMENT VOTING AUTHORITY NAMES OF ISSUER TITLE OF CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE --------------- -------------- ----- -------- ------- -------- ---------- -------------- ---- ------ ---- EVEREST RE GROUP LTD COM G3223R108 ~~748000~~647000 10000 10000 FLEXTRONICS INTL LTD ORD Y2573F102 ~~156660~~99240 6000 6000 AMR CORP COM 001765106 ~~433560~~229680 12000 12000 AOL TIME WARNER INC COM 00184A105 ~~795000~~496500 15000 15000 AT&T ~~CORP~~WIRELESS ~~COM~~SVCS ~~WIRLES~~INC ~~001957406~~COM ~~172345~~00209A106 ~~10541~~29880 ~~10541~~2000 2000 AVX CORP NEW COM 002444107 ~~567000~~439290 27000 27000 ABBOTT LABS COM 002824100 ~~96000~~103700 2000 2000 ABERCROMBIE & FITCH CO CL A 002896207 ~~222600~~52770 ~~5000~~3000 ~~5000~~3000 ADOBE SYS INC COM 00724F101 ~~770800~~393272 16400 16400 ADVANCED MICRO DEVICES INC COM 007903107 ~~664700~~154850 ~~23000~~19000 ~~23000~~19000 AFFILIATED COMPUTER SERVICES CL A 008190100 ~~287640~~325640 4000 4000 ALCOA INC COM 013817101 ~~449160~~353514 11400 11400 ALLERGAN INC COM 018490102 ~~336120~~265200 4000 4000 ALLSTATE CORP COM 020002101 ~~79182~~67230 1800 1800 ALLTEL CORP COM 020039103 ~~306300~~289750 5000 5000 AMBAC FINL GROUP INC COM 023139108 ~~465600~~399383 ~~8000~~7300 ~~8000~~7300 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 ~~317160~~179100 9000 9000 AMERICAN EXPRESS CO COM 025816109 ~~128040~~95898 3300 3300 AMERICAN INTL GROUP INC COM 026874107 ~~494078~~453336 5812 5812 AMERICAN PWR CONVERSION CORP COM 029066107 ~~315000~~233600 20000 20000 ANHEUSER BUSCH COS INC COM 035229103 ~~82400~~83760 2000 2000 APPLIED MATLS INC COM 038222105 ~~34370~~19908 700 700 ARROW ELECTRS INC COM 042735100 ~~437220~~375480 18000 18000 ASTORIA FINL CORP COM 046265104 ~~423500~~414820 ~~7700~~7000 ~~7700~~7000 BJS WHOLESALE CLUB INC COM 05548J106 ~~213040~~190440 4000 4000 BANK OF AMERICA CORPORATION COM 060505104 ~~270135~~262800 4500 4500 BANK NEW YORK INC COM 064057102 ~~76800~~56000 1600 1600 BANK ONE CORP COM 06423A103 ~~103820~~91263 2900 2900 BELLSOUTH CORP COM 079860102 ~~169134~~174510 4200 4200 BRINKER INTL INC COM 109641100 ~~805227~~690885 ~~31150~~29250 ~~31150~~29250 BRISTOL MYERS SQUIBB CO COM 110122108 ~~130750~~138900 2500 2500 CSG SYS INTL INC COM 126349109 ~~556248~~401800 9800 9800 CATERPILLAR INC DEL COM 149123101 ~~65065~~58240 1300 1300 CENDANT CORP COM 151313103 ~~292500~~192000 15000 15000 CHEVRON CORPORATION COM 166751107 ~~796400~~745800 8800 8800 ~~CISCO SYS INC COM 17275R102 236600 13000 13000~~ ------------------------------------------------------------------------------------------------------------------------------------ TOTAL ~~12498154~~9205439 -3- VALUE SHRS OR SH/ PCT/ INVESTMENT VOTING AUTHORITY NAMES OF ISSUER TITLE OF CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE --------------- -------------- ----- -------- ------- -------- ---------- -------------- ---- ------ ---- CISCO SYS INC COM 17275R102 158340 13000 13000 CITIGROUP INC COM 172967101 ~~963748~~701986 ~~18239~~17333 ~~18239~~17333 CLEAR CHANNEL COMMUNICATIONS COM 184502102 ~~62700~~39750 1000 1000 COCA COLA CO COM 191216100 ~~301500~~313895 6700 6700 COLGATE PALMOLIVE CO COM 194162103 ~~70788~~69900 1200 1200 COMCAST CORP CL A SPL 200300200 ~~73780~~60979 1700 1700 CONSTELLATION ENERGY GROUP INC COM 210371100 ~~298200~~169400 7000 7000 ~~CORNING INC COM 219350105 137022 8200 8200~~ DARDEN RESTAURANTS INC COM 237194105 ~~725400~~669375 ~~26000~~25500 ~~26000~~25500 DELL COMPUTER CORP COM 247025109 ~~52300~~37060 2000 2000 DIME BANCORP INC NEW COM 25429Q102 ~~782250~~786400 ~~21000~~20000 ~~21000~~20000 DISNEY WALT CO COM DISNEY 254687106 ~~138672~~89376 4800 4800 DOVER CORP COM 260003108 ~~282375~~225825 7500 7500 DOW CHEM CO COM 260543103 ~~379050~~360360 ~~11400~~11000 ~~11400~~11000 DU PONT E I DE NEMOURS & CO COM 263534109 ~~419736~~326461 8701 8701 E M C CORP MASS COM 268648102 ~~117000~~47000 4000 4000 EATON CORP COM 278058102 ~~280400~~236840 4000 4000 ~~EL PASO CORP COM 28336L109 40508 771 771~~ EMERSON ELEC CO COM 291011104 ~~96800~~75296 1600 1600 ENRON CORP COM 293561106 ~~73650~~27230 ~~1500~~1000 ~~1500~~1000 ENTERGY CORP NEW COM 29364G103 ~~268730~~248920 7000 7000 EXXON MOBIL CORP COM 30231G102 ~~1225345~~1105406 ~~14028~~28056 ~~14028~~28056 FPL GROUP INC COM 302571104 ~~240840~~214200 4000 4000 FEDERAL HOME LN MTG CORP COM 313400301 ~~244980~~234000 3600 3600 FEDERAL NATL MTG ASSN COM 313586109 ~~221078~~208156 2600 2600 FIRST DATA CORP COM 319963104 ~~257400~~233040 4000 4000 ~~FIRST UN CORP COM 337358105 73374 2100 2100 FLEETBOSTON FINL CORP COM 339030108 43395 1100 1100~~ FORD MTR CO DEL COM PAR $0 345370860 ~~298184~~202995 ~~12146~~11700 ~~12146~~11700 GAP INC DEL COM 364760108 ~~43500~~17925 1500 1500 GENERAL DYNAMICS CORP COM 369550108 ~~599137~~680064 7700 7700 GENERAL ELEC CO COM 369604103 ~~1828125~~1357800 ~~37500~~36500 ~~37500~~36500 GENZYME CORP COM GENL D 372917104 ~~274500~~204390 4500 4500 GILLETTE CO COM 375766102 ~~75374~~77480 2600 2600 GOLDEN ST BANCORP INC COM 381197102 ~~154000~~152000 5000 5000 GOLDEN WEST FINL CORP DEL COM 381317106 ~~128480~~116200 2000 2000 HCA~~-HEALTHCARE~~ COINC COM 404119109 ~~361520~~354480 8000 8000 HARLEY DAVIDSON INC COM 412822108 243000 6000 6000 HEALTH NET INC COM 42222G108 288300 15000 15000 ------------------------------------------------------------------------------------------------------------------------------------ TOTAL ~~11633841~~10333829 -4- VALUE SHRS OR SH/ PCT/ INVESTMENT VOTING AUTHORITY NAMES OF ISSUER TITLE OF CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE --------------- -------------- ----- -------- ------- -------- ---------- -------------- ---- ------ ---- ~~HARLEY DAVIDSON INC COM 412822108 282480 6000 6000 HEALTH NET INC COM 42222G108 261000 15000 15000~~ HEWLETT PACKARD CO COM 428236103 ~~85800~~48150 3000 3000 HOME DEPOT INC COM 437076102 ~~232750~~191850 5000 5000 HOUSEHOLD INTL INC COM 441815107 ~~66700~~56380 1000 1000 ILLINOIS TOOL WKS INC COM 452308109 ~~75960~~64932 1200 1200 INTEL CORP COM 458140100 ~~403650~~282072 13800 13800 INTERNATIONAL BUSINESS MACHS COM 459200101 ~~406800~~330192 3600 3600 INTERNATIONAL GAME TECHNOLOGY COM 459902102 ~~696525~~471750 11100 11100 INTL PAPER CO COM 460146103 ~~35700~~34840 1000 1000 INTERNATIONAL RECTIFIER CORP COM 460254105 ~~409200~~326760 12000 12000 IVAX CORP COM 465823102 ~~741000~~421230 19000 19000 J P MORGAN CHASE & CO COM 46625H100 ~~470976~~360623 10560 10560 JOHNSON & JOHNSON COM 478160104 ~~350000~~387800 7000 7000 JONES APPAREL GROUP INC COM 480074103 ~~388800~~229410 9000 9000 KLA-TENCOR CORP COM 482480100 ~~760110~~410540 13000 13000 KEMET CORP COM 488360108 ~~251250~~205750 12500 12500 KIMBERLY CLARK CORP COM 494368103 ~~61490~~68200 1100 1100 KING PHARMACEUTICALS INC COM 495582108 ~~730623~~760301 ~~13593~~18124 ~~13593~~18124 KNIGHT RIDDER INC COM 499040103 ~~385450~~340685 ~~6500~~6100 ~~6500~~6100 LEHMAN BROS HLDGS INC COM 524908100 ~~463440~~341100 6000 6000 ~~LILLY ELI & CO COM 532457108 51800 700 700~~ LOEWS CORP COM 540424108 ~~579870~~416520 9000 9000 MGIC INVT CORP WIS COM 552848103 ~~435840~~359370 ~~6000~~5500 ~~6000~~5500 MGM MIRAGE COM 552953101 ~~704060~~494560 ~~23500~~22000 ~~23500~~22000 MANOR CARE INC NEW COM 564055101 ~~317500~~281000 10000 10000 MCDONALDS CORP COM 580135101 ~~54120~~54280 2000 2000 MERCK & CO INC COM 589331107 ~~255640~~266400 4000 4000 MERRILL LYNCH & CO INC COM 590188108 ~~675450~~462840 11400 11400 MICROSOFT CORP COM 594918104 ~~956300~~670327 13100 13100 MICRON TECHNOLOGY INC COM 595112103 ~~460320~~210896 11200 11200 MILLER HERMAN INC COM 600544100 ~~121000~~97350 5000 5000 MILLIPORE CORP COM 601073109 ~~371880~~317640 6000 6000 MORGAN STANLEY DEAN WITTER&CO COM NEW 617446448 ~~192690~~139050 3000 3000 NATIONAL SEMICONDUCTOR CORP COM 637640103 ~~567840~~429000 19500 19500 ~~NEWPORT~~NORTH FORK BANCORPORATION NY COM 659424105 148700 5000 5000 NOVELLUS SYS INC COM 670008101 211344 7400 7400 OCCIDENTAL PETE CORP DEL COM ~~651824104~~674599105 ~~87450~~462460 ~~3300~~19000 ~~3300~~19000 ------------------------------------------------------------------------------------------------------------------------------------ TOTAL ~~13391464~~10354302 -5- VALUE SHRS OR SH/ PCT/ INVESTMENT VOTING AUTHORITY NAMES OF ISSUER TITLE OF CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE --------------- -------------- ----- -------- ------- -------- ---------- -------------- ---- ------ ---- ~~NORTH FORK BANCORPORATION NY COM 659424105 155000 5000 5000 NOVELLUS SYS INC COM 670008101 420246 7400 7400 OCCIDENTAL PETE CORP DEL COM 674599105 505210 19000 19000~~ OLD REP INTL CORP COM 680223104 ~~145000~~131050 5000 5000 ORACLE CORP COM 68389X105 ~~153900~~101898 8100 8100 OXFORD HEALTH PLANS INC COM 691471106 ~~514800~~511200 18000 18000 PMI GROUP INC COM 69344M101 ~~429900~~374340 6000 6000 PPL CORP COM 69351T106 ~~616000~~365120 11200 11200 PACCAR INC COM 693718108 ~~308520~~245350 ~~6000~~5000 ~~6000~~5000 PEPSI BOTTLING GROUP INC COM 713409100 ~~320800~~368560 8000 8000 PEPSICO INC COM 713448108 ~~464100~~910830 ~~10500~~18780 ~~10500~~18780 PFIZER INC COM 717081103 ~~524655~~501250 ~~13100~~12500 ~~13100~~12500 ~~PHARMACIA CORP COM 71713U102 45950 1000 1000~~ PHILIP MORRIS COS INC COM 718154107 ~~659750~~627770 13000 13000 PHILLIPS PETE CO COM 718507106 ~~427500~~350610 ~~7500~~6500 ~~7500~~6500 PINNACLE WEST CAP CORP COM 723484101 ~~483480~~404940 10200 10200 PROCTER & GAMBLE CO COM 742718109 ~~223300~~254765 3500 3500 ~~QUAKER OATS CO COM 747402105 365000 4000 4000~~ QUEST DIAGNOSTICS INC COM 74834L100 ~~673650~~555300 9000 9000 RADIAN GROUP INC COM 750236101 ~~242700~~231000 6000 6000 READERS DIGEST ASSN INC CL A NON V 755267101 ~~287500~~183900 10000 10000 RELIANT ENERGY INC COM 75952J108 ~~322100~~250040 ~~10000~~9500 ~~10000~~9500 REYNOLDS R J TOB HLDGS INC COM 76182K105 ~~491400~~457120 ~~9000~~8000 ~~9000~~8000 ROYAL DUTCH PETE CO NY REG GLD 780257804 ~~640970~~552750 11000 11000 SBC COMMUNICATIONS INC COM 78387G103 ~~600900~~659680 ~~15000~~14000 ~~15000~~14000 SAFEWAY INC COM NEW 786514208 ~~288000~~238320 6000 6000 SCHLUMBERGER LTD COM 806857108 ~~100035~~86830 1900 1900 ~~SCHWAB CHARLES CORP NEW COM 808513105 47250 3000 3000~~ SCIENTIFIC ATLANTA INC COM 808655104 ~~276080~~119000 6800 6800 SUN MICROSYSTEMS INC COM 866810104 ~~47160~~24810 3000 3000 SYMANTEC CORP COM 871503108 ~~283985~~225355 6500 6500 TALBOTS INC COM 874161102 ~~546875~~280625 12500 12500 TEKTRONIX INC COM 879131100 ~~651600~~419760 24000 24000 TENET HEALTHCARE CORP COM 88033G100 ~~516000~~596500 10000 10000 TEXACO INC COM 881694103 ~~266640~~260000 4000 4000 TEXAS INSTRS INC COM 882508104 ~~79750~~62450 2500 2500 TRIGON HEALTHCARE INC COM 89618L100 556750 8500 8500 TYCO INTL LTD NEW COM 902124106 750750 16500 16500 US BANCORP DEL COM NEW 902973304 8228 371 371 UNIONBANCAL CORP COM 908906100 311328 9200 9200 UNITED TECHNOLOGIES CORP COM 913017109 232500 5000 5000 ------------------------------------------------------------------------------------------------------------------------------------ TOTAL ~~13125706~~12210679 -6- VALUE SHRS OR SH/ PCT/ INVESTMENT VOTING AUTHORITY NAMES OF ISSUER TITLE OF CLASS CUSIP [X$1000] PRN AMT PRN CALL DISCRETION OTHER MANAGERS SOLE SHARED NONE --------------- -------------- ----- -------- ------- -------- ---------- -------------- ---- ------ ---- TRIGON HEALTHCARE INC COM 89618L100 551225 8500 8500 TYCO INTL LTD NEW COM 902124106 899415 16500 16500 US BANCORP DEL COM NEW 902973304 40361 1771 1771 UNIONBANCAL CORP COM 908906100 310040 9200 9200 UNITED TECHNOLOGIES CORP COM 913017109 402930 5500 5500 UNITEDHEALTH GROUP INC COM 91324P102 ~~728650~~738150 ~~11800~~11100 ~~11800~~11100 UNIVERSAL HLTH SVCS INC CL B 913903100 ~~273000~~292800 6000 6000 VALERO ENERGY CORP NEW COM 91913Y100 ~~239070~~228150 6500 6500 VERIZON COMMUNICATIONS COM 92343V104 ~~787413~~796390 14718 14718 VIACOM INC CL B 925524308 ~~208863~~120750 ~~4036~~3500 ~~4036~~3500 VISHAY INTERTECHNOLOGY INC COM 928298108 ~~496225~~396980 21575 21575 WACHOVIA CORP 2ND NEW COM 929903102 65100 2100 2100 WAL MART STORES INC COM 931142103 ~~517280~~524700 10600 10600 WASHINGTON MUT INC COM 939322103 ~~480640~~492544 12800 12800 WASTE MGMT INC DEL COM 94106L109 ~~77050~~66850 2500 2500 WELLPOINT HEALTH NETWORK NEW COM 94973H108 ~~358112~~338365 ~~3800~~3100 ~~3800~~3100 WELLS FARGO & CO NEW COM 949746101 ~~190363~~182245 4100 4100 WET SEAL INC CL A 961840105 ~~622980~~497070 ~~18000~~27000 ~~18000~~27000 WORLDCOM INC GA NEW WRLDCOM GP 98157D106 ~~102240~~48128 ~~7200~~3200 ~~7200~~3200 ~~WORLDCOM~~ZIMMER HLDGS INC GACOM ~~NEW~~98956P102 ~~MCI~~6937 ~~GROUP~~250 ~~98157D304~~250 ~~4636 288 288~~ ------------------------------------------------------------------------------------------------------------------------------------ TOTAL ~~7290493~~4795159 -7-

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