Faerm Michael E. 4

4 · AtaiBeckley Inc. · Filed Mar 13, 2026

AI-generated summary of this filing

Updated Mar 13, 2026

AtaiBeckley (ATAI) CFO Michael Faerm Receives Stock Awards

What Happened

Michael E. Faerm, Chief Financial Officer of AtaiBeckley Inc. (ATAI), received equity awards on March 11, 2026 totaling 1,560,000 derivative shares: 1,275,000 shares reported under a grant that vests per footnote F1 and 285,000 restricted stock units per footnote F2. The reported acquisition price for both awards is $0.00, and the Form 4 marks these as award/grant transactions (code A). The filing reports $0 total cash paid; these are compensation awards, not open-market purchases or sales.

Key Details

Transaction date: 2026-03-11; Form 4 filed: 2026-03-13 (timely filing).
Awards: 1,275,000 (derivative award per F1) and 285,000 RSUs (per F2); combined = 1,560,000 shares.
Reported acquisition price: $0.00 for both awards; reported cash value on Form 4 = $0.
Shares owned after transaction: Not specified in the information provided in this summary.
Footnotes:
- F1: The 1,275,000 option vests 25% on March 11, 2027, then the remaining 75% in 36 substantially equal monthly installments thereafter.
- F2: The 285,000 restricted stock units vest in four equal annual installments on each of the first four anniversaries of March 11, 2026.
Transaction code: A = Award/Grant. No 10b5-1 plan, tax-withholding, cashless exercise, or sale reported in the provided data.

Context

These grants are compensation awards subject to multi-year vesting schedules and are not immediately tradable shares. That means they generally do not reflect an immediate personal purchase or sale by the insider.
For retail investors, award grants indicate management compensation/retention incentives but should not be read alone as a buy or sell signal.

Form 4

Period: 2026-03-11

Chief Financial Officer

Transactions

Award
Stock Option
[F1]
2026-03-11+1,275,000→ 1,275,000 total
Exercise: $4.06Exp: 2036-03-11→ Common Stock (1,275,000 underlying)
Award
Restricted Stock Units
[F2]
2026-03-11+285,000→ 285,000 total
→ Common Stock (285,000 underlying)

Footnotes (2)

[F1]The stock option vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying the option on March 11, 2027 and as to the remaining 75% of the total number of shares in 36 substantially equal monthly installments thereafter.
[F2]The restricted stock units vest (subject to continued service through each such vesting date) in four equal annual instalments on each of the first four anniversaries of March 11, 2026.

Signature

/s/ Ryan Barrett, as attorney in fact|2026-03-13

1 file