UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): ~~April~~June 2217, 2025 (~~April~~June 2113, 2025)

Star Mountain Lower Middle-Market Capital Corp.

(Exact Name of Registrant as Specified in its Charter)

DELAWARE		814-01399		86-3924884
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification Number)

140 E. 45th Street, 37th Floor

New York, NY 10017

(Address of Principal Executive Offices, Zip Code)

(212) 810-9044

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
N/A		N/A		N/A

~~Item~~Indicate 3by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.~~02.~~405 ~~Unregistered~~of ~~Sales~~this chapter) or Rule 12b-2 of ~~Equity~~the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒

~~Pursuant~~If toan aemerging ~~capital~~growth ~~drawdown notice to its investors~~company, ~~Star~~indicate ~~Mountain~~by ~~Lower~~check ~~Middle-Market~~mark ~~Capital~~if ~~Corp. (~~the ~~“Company”)~~registrant ~~issued~~has ~~and~~elected ~~sold~~not ~~357,810.685 shares~~to ofuse the ~~Company’s~~extended ~~common~~transition ~~stock,~~period ~~par~~for ~~value~~complying ~~$0.001~~with ~~per~~any ~~share~~new ~~(the~~or ~~“Common~~revised financial ~~Stock”),~~accounting onstandards ~~April~~provided ~~21,~~pursuant ~~2025,~~to ~~for~~Section an13(a) ~~aggregate~~of ~~offering~~the ~~price~~Exchange ~~of $8,773,518~~Act.~~00.~~ ☐

Item 3.02

Unregistered Sales of Equity Securities.

Pursuant to a capital drawdown notice to its investors, Star Mountain Lower Middle-Market Capital Corp. (the “Company”) issued and sold 87,530.362 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), on June 13, 2025, for an aggregate offering price of $2,162,000.00.

The sales of Common Stock were made pursuant to subscription agreements entered into by the Company and its investors. Under the terms of the subscription agreements, investors are required to fund drawdowns to purchase shares of Common Stock up to the amount of their respective capital commitments on an as-needed basis with a minimum of eight business days’ prior notice to the funding date.

Each of the sales of Common Stock is exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof and Regulation D thereunder. The Company has not engaged in general solicitation or advertising with regard to the issuance and sale of the Common Stock and has not offered securities to the public in connection with such issuance and sale. The Company relied, in part, upon representations from the investors in the subscription agreements that each investor was an accredited investor as defined in Regulation D under the Securities Act.

Item 5.07

Submission of Matters to a Vote of Security Holders.

On June 13, 2025, the Company held its annual meeting of stockholders (the “Annual Meeting”). Set forth below are the two proposals voted upon by the Company’s stockholders at the Annual Meeting, as described in the Company’s Definitive Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 30, 2025, together with the voting results for each proposal. As of April 18, 2025, the record date for the Annual Meeting, 9,966,476.076 shares of the Common Stock were outstanding and entitled to vote.

Proposal 1. The Company’s stockholders elected the following nominees to serve on the Board of Directors of the Company, each of whom will serve until the 2028 annual meeting of stockholders and until his successor is duly elected and qualifies: Brett A. Hickey and Jeffrey S. Rogers. The tabulation of votes was:

Director	For	Withheld	Broker Non-Votes
Brett A. Hickey	3,353,394.207	0	0
Jeffrey S. Rogers	3,353,394.207	0	0

Proposal 2. The Company’s stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025, as set forth below.

For		Against		Abstain		Broker Non-Votes
3,353,394.207		0		0		0

Item 9.01

Financial Statements and Exhibits

(d) Exhibits.

Exhibit No.

104	Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	Star Mountain Lower Middle-Market Capital Corp.
Dated: April 22, 2025	By:	/s/ Brett A. Hickey
Dated: June 17, 2025	By:	/s/ Brett A. Hickey
	Name:	Brett A. Hickey
	Title:	Chief Executive Officer

Filing Compare · Star Mountain Lower Middle-Market Capital Corp