4//SEC Filing
Davis Keri 4
Accession 0001140361-23-045003
CIK 0001675033other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 8:02 PM ET
Size
6.3 KB
Accession
0001140361-23-045003
Insider Transaction Report
Form 4
Davis Keri
CFO
Transactions
- Other
Common Stock
2023-09-20+5,585→ 14,619 total - Other
Common Stock
2023-09-20+196→ 14,815 total
Footnotes (2)
- [F1]Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 5,585 shares of common stock of GECC as equity compensation for her position at GECM, 1,396 of which vested on the grant date, September 20, 2023, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2026, subject to continued service with GECM.
- [F2]Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis on September 20, 2022 that vested on the one-year anniversary of that date.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001770670
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 8:02 PM ET
- Size
- 6.3 KB