MSP Recovery, Inc.·3/A

Feb 7, 3:56 PM ET

NOMURA SECURITIES INTERNATIONAL INC 3/A

3/A · MSP Recovery, Inc. · Filed Feb 7, 2023

Insider Transaction Report

Form 3/AAmended
Period: 2022-05-27
Holdings
  • Class A Common Stock

    166,369
  • Warrant (right to buy)

    Exercise: $0.00From: 2022-06-02Exp: 2027-05-23Class A Common Stock (250,000 underlying)
Footnotes (3)
  • [F1]These securities are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.
  • [F2]Unless earlier redeemed by the Issuer.
  • [F3]This second amendment to Form 3 is being filed to (1) correct the number of shares of Class A Common Stock beneficially owned by the Reporting Persons, which was inadvertently overreported by 137,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022; and (2) correct the number of shares underlying warrants beneficially owned by the Reporting Persons, which was inadvertently overreported by 27,500 shares in the Form 3/A filed by the Reporting Persons on July 26, 2022. The overreported shares of Class A Common Stock and the overreported shares underlying warrants carried through to the subsequent Forms 4 that were filed until this amendment.

Documents

1 file
  • 3
    form3.xml