Home/Filings/4/0001140361-21-014794
4//SEC Filing

KKR Associates NGT L.P. 4

Accession 0001140361-21-014794

CIK 0001664998other

Filed

Apr 27, 8:00 PM ET

Accepted

Apr 28, 5:00 PM ET

Size

24.5 KB

Accession

0001140361-21-014794

Insider Transaction Report

Form 4
Period: 2021-04-26
Transactions
  • Conversion

    Common Stock

    2021-04-26+26,438,76031,152,880 total(indirect: See footnotes)
  • Conversion

    Series C-1 Convertible Preferred Stock

    2021-04-2626,438,7600 total(indirect: See footnotes)
    Common Stock (26,438,760 underlying)
  • Other

    Class B Common Stock

    2021-04-26+31,152,88031,152,880 total(indirect: See footnotes)
    Class A Common Stock (31,152,880 underlying)
  • Conversion

    Common Stock

    2021-04-26+4,431,8004,714,120 total(indirect: See footnotes)
  • Other

    Common Stock

    2021-04-2631,152,8800 total(indirect: See footnotes)
  • Conversion

    Series C Convertible Preferred Stock

    2021-04-264,431,8000 total(indirect: See footnotes)
    Common Stock (4,431,800 underlying)
Footnotes (4)
  • [F1]Prior to the closing of the initial public offering of Class A common stock, par value $0.00001 per share ("Class A Common Stock") of KnowBe4, Inc. (the "Issuer"), all shares of Series C Convertible Preferred Stock and Series C-1 Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00001 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00001, of the Issuer ("Class B Common Stock").
  • [F2]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
  • [F3]The securities reported herein are held by KKR Knowledge Investors L.P. KKR Knowledge Investors GP LLC is the general partner of KKR Knowledge Investors L.P. KKR Next Generation Technology Growth Fund L.P. is the sole member of KKR Knowledge Investors GP LLC. KKR Associates NGT L.P. is the general partner of KKR Next Generation Technology Growth Fund L.P. KKR Next Gen Tech Growth Limited is the general partner of KKR Associates NGT L.P. KKR Group Partnership L.P. is the sole shareholder of KKR Next Gen Tech Growth Limited. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.
  • [F4]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Issuer

KnowBe4, Inc.

CIK 0001664998

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001855206

Filing Metadata

Form type
4
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 5:00 PM ET
Size
24.5 KB