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4//SEC Filing

Christenson Johan 4

Accession 0001140361-19-018087

CIK 0001781983other

Filed

Oct 6, 8:00 PM ET

Accepted

Oct 7, 7:33 PM ET

Size

12.8 KB

Accession

0001140361-19-018087

Insider Transaction Report

Form 4
Period: 2019-10-07
Transactions
  • Conversion

    Common Stock

    2019-10-07+1,661,3821,671,941 total(indirect: See footnote)
  • Conversion

    Common Stock

    2019-10-07+427,4962,099,437 total(indirect: See footnote)
  • Purchase

    Common Stock

    2019-10-07$15.00/sh+266,667$4,000,0052,366,104 total(indirect: See footnote)
  • Conversion

    Series C Convertible Preferred Stock

    2019-10-07427,4960 total(indirect: See footnote)
    Common Stock (427,496 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2019-10-071,661,3820 total(indirect: See footnote)
    Common Stock (1,661,382 underlying)
Footnotes (2)
  • [F1]These shares of Series B Convertible Preferred Stock and Series C Convertible Preferred Stock (collectively, "Preferred Stock") automatically converted into shares of the Issuer's Common Stock ("Shares"), on a 1-for-1 basis, immediately prior to the completion of the Issuer's initial public offering. The Preferred Stock had no expiration date.
  • [F2]These Shares and Preferred Stock are held directly by HealthCap VII, L.P. ("HCLP"). HealthCap VII GP SA ("HCSA") is the sole general partner of HCLP and has voting and investment control over the Shares and Preferred Stock held by HCLP. The reporting person has an indirect interest in HCSA and is an employee of HealthCap VII Advisor AB. The reporting person disclaims beneficial ownership of Shares and Preferred Stock held by HCLP except to the extent of any pecuniary interest therein.

Issuer

Aprea Therapeutics, Inc.

CIK 0001781983

Entity typeother

Related Parties

1
  • filerCIK 0001488771

Filing Metadata

Form type
4
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 7:33 PM ET
Size
12.8 KB