4//SEC Filing
KKR Group Ltd 4
Accession 0001140361-18-030996
CIK 0001631596other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 6:25 PM ET
Size
14.0 KB
Accession
0001140361-18-030996
Insider Transaction Report
Form 4
KKR Group Holdings L.P.
10% Owner
Transactions
- Other
Special Voting Preferred Stock
2018-07-01−1→ 0 total(indirect: See Footnotes)Exercise: $0.00→ Common Stock (1 underlying) - Other
Common Stock
2018-07-01−3,758,616→ 0 total(indirect: See Footnotes) - Other
Common Stock
2018-07-01−20,000,000→ 0 total(indirect: See Footnotes)
KKR Group Ltd
10% Owner
Transactions
- Other
Common Stock
2018-07-01−3,758,616→ 0 total(indirect: See Footnotes) - Other
Common Stock
2018-07-01−20,000,000→ 0 total(indirect: See Footnotes) - Other
Special Voting Preferred Stock
2018-07-01−1→ 0 total(indirect: See Footnotes)Exercise: $0.00→ Common Stock (1 underlying)
Footnotes (7)
- [F1]Pursuant to an internal reorganization in connection with the conversion of KKR & Co. L.P., a Delaware limited partnership, into a Delaware corporation named KKR & Co. Inc., which became effective on July 1, 2018, KKR & Co. L.P. contributed all of its interests in two wholly-owned subsidiaries, KKR Group Holdings L.P. and KKR Group Limited, to a newly formed and wholly-owned subsidiary, KKR Group Holdings Corp., and KKR Group Holdings L.P. and KKR Group Limited were liquidated. KKR Group Holdings L.P. and KKR Group Limited are filing this "exit" Form 4 to report that they are no longer beneficial owners of securities of KKR Real Estate Finance Trust Inc. (the "Issuer"). KKR Group Holdings Corp. is separately filing a Form 3 to report beneficial ownership of Issuer securities in connection with the above reorganization. This internal reorganization did not involve any purchase or sale of securities of the Issuer.
- [F2]Shares of common stock ("Common Stock") of the Issuer are held by KKR REFT Holdings L.P. The general partner of KKR REFT Holdings L.P. is KKR REFT Holdings GP LLC, which is wholly owned by KKR REFT Asset Holdings LLC ("KKR REFT Asset Holdings").
- [F3]Shares of Common Stock of the Issuer are held by Tactical Value SPN-KREF Holdings L.P. The general partner of Tactical Value SPN-KREF Holdings L.P. is Tactical Value SPN-SPV GP LLC, the sole member of which is KKR Tactical Value SPN L.P. ("TV SPN"). The general partner of TV SPN is KKR Associates TV SPN L.P., whose general partner is KKR TV SPN GP Limited, the sole shareholder of which is KKR Management Holdings L.P. The general partner of KKR Management Holdings L.P. is KKR Management Holdings Corp.
- [F4]The one share of Special Voting Preferred Stock is held by KKR REFT Asset Holdings.
- [F5]KKR REFT Asset Holdings is owned by KKR Fund Holdings L.P. and KKR Financial Holdings LLC, whose common shares are wholly owned by KKR Fund Holdings L.P. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P.
- [F6]Prior to the reorganization, KKR Group Holdings L.P. was the general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited and KKR Management Holdings Corp., and KKR Group Limited was the general partner of KKR Group Holdings L.P.
- [F7]The one share of Special Voting Preferred Stock of the Issuer gives KKR REFT Asset Holdings certain additional voting rights as more fully described in the Issuer's Registration Statement on Form S-11 (File No. 333-217126) and is convertible into one share of Common Stock of the Issuer upon the election of the holder.
Documents
Issuer
KKR Real Estate Finance Trust Inc.
CIK 0001631596
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001472695
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 6:25 PM ET
- Size
- 14.0 KB