4//SEC Filing
Arenz Thomas 4
Accession 0001140361-18-026677
CIK 0001606363other
Filed
May 30, 8:00 PM ET
Accepted
May 31, 8:46 PM ET
Size
19.8 KB
Accession
0001140361-18-026677
Insider Transaction Report
Form 4
Arenz Thomas
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2018-05-29$22.55/sh−1,000,000$22,550,000→ 3,005,895 total(indirect: See Footnotes)
ISTM Associates, L.L.C
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2018-05-29$22.55/sh−1,000,000$22,550,000→ 3,005,895 total(indirect: See Footnotes)
Harvest Associates V, L.L.C.
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2018-05-29$22.55/sh−1,000,000$22,550,000→ 3,005,895 total(indirect: See Footnotes)
KLEINMAN IRA D
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2018-05-29$22.55/sh−1,000,000$22,550,000→ 3,005,895 total(indirect: See Footnotes)
DeFlorio Michael
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2018-05-29$22.55/sh−1,000,000$22,550,000→ 3,005,895 total(indirect: See Footnotes)
HARVEST PARTNERS V, L.P.
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2018-05-29$22.55/sh−1,000,000$22,550,000→ 3,005,895 total(indirect: See Footnotes)
Harvest Associates V, L.P.
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2018-05-29$22.55/sh−1,000,000$22,550,000→ 3,005,895 total(indirect: See Footnotes)
Harvest Partners, LP
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2018-05-29$22.55/sh−1,000,000$22,550,000→ 3,005,895 total(indirect: See Footnotes)
Footnotes (6)
- [F1]This Form 4 is being filed on behalf of Harvest Partners V, L.P. ("HP V") and Harvest Strategic Associates V, L.P. ("HSA V") (collectively, the "Harvest Funds"). Harvest Associates V, L.P. is the general partner of HP V. Harvest Associates V, L.L.C. is the general partner of Harvest Associates V, L.P. and HSA V. Harvest Partners, LP provides management services for HP V and HSA V. ISTM Associates V, L.L.C. ("ISTM") is the managing member of Harvest Associates V, L.L.C. and HP Holding LLC ("HP Holding") is the general partner of Harvest Partners, LP. ISTM has four members who may be deemed to share beneficial ownership of the shares of our common stock owned by HP V and HSA V. The four members are Stephen Eisenstein, who is a member of our Board and a Partner of Harvest Partners, LP, Ira Kleinman, Thomas Arenz and Michael DeFlorio. (continued in footnote 2)
- [F2]HP Holding has five members who may be deemed to share beneficial ownership of the shares of our common stock owned by HP V and HSA V. The five members are Messrs Eisenstein, Kleinman, Arenz, DeFlorio and Jay Wilkins, a Partner of Harvest Partners, LP.
- [F3]In connection with the secondary offering of common stock, par value $0.01 per share, of Green Bancorp, Inc. (the "Shares"), by certain selling shareholders pursuant to an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated May 23, 2018 (the "Secondary Offering"), the Reporting Person shown on this Form 4, as a selling stockholder, sold Shares in the amounts shown in the above table. The Secondary Offering closed on May 29, 2018. This amount represents an aggregate price per Share of $22.55.
- [F4]Reflects 2,978,198 shares held by HP V and 27,697 shares held by HSA V.
- [F5]On the basis of the relationship among HP V, HA V, HA V LLC, HP, ISTM and Stephen Eisenstein, a director of Green Bancorp, Inc., HP V, HA V, HA V LLC, HP and ISTM may be considered directors by deputization.
- [F6]Each of Messrs. Eisenstein, Kleinman, Arenz, DeFlorio and Wilkins disclaims beneficial ownership of the shares of common stock owned by HP V and HSA V, except to the extent of its pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities by any reporting person for purposes of Section 16 or for any other purpose.
Documents
Issuer
Green Bancorp, Inc.
CIK 0001606363
Entity typeother
Related Parties
1- filerCIK 0001616281
Filing Metadata
- Form type
- 4
- Filed
- May 30, 8:00 PM ET
- Accepted
- May 31, 8:46 PM ET
- Size
- 19.8 KB