4//SEC Filing
Segal Paul 4
Accession 0001140361-18-024930
CIK 0001350653other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 4:32 PM ET
Size
9.4 KB
Accession
0001140361-18-024930
Insider Transaction Report
Form 4
L-5 Healthcare Partners, LLC
10% OwnerOther
Transactions
- Conversion
Common Stock
2018-05-17+7,936,508→ 7,936,508 total - Conversion
Series B Convertible Preferred Stock
2018-05-17−25,000→ 0 total→ Common Stock (7,936,508 underlying)
Footnotes (3)
- [F1]The Series B Convertible Preferred Stock automatically converted into 7,936,508 shares of Common Stock upon approval by the issuer's stockholders on May 17, 2018.
- [F2]Each of Jason Hochberg and Evan Bakst serve on the board of directors of the issuer as a representative of the reporting persons. As a result, each reporting person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act.
- [F3]Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeother
Related Parties
1- filerCIK 0001427470
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 4:32 PM ET
- Size
- 9.4 KB