ANDERSON STEPHEN C 4
4 · ASTEC INDUSTRIES INC · Filed Apr 10, 2018
Insider Transaction Report
Form 4
ANDERSON STEPHEN C
Corporate Secretary
Transactions
- Award
Phantom Stock
2018-04-09$54.23/sh+203.701$11,046→ 203.701 total→ Common Stock (203.701 underlying)
Holdings
- 95.482(indirect: By 401(k))
Common Stock
- 3,316
Common Stock
Footnotes (3)
- [F1]Shares held in the reporting person's 401(k) account are based upon a plan statement dated April 9, 2018.
- [F2]Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
- [F3]Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.