4//SEC Filing
Browne Christophe 4
Accession 0001140361-17-046857
CIK 0001404624other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 2:09 PM ET
Size
7.1 KB
Accession
0001140361-17-046857
Insider Transaction Report
Form 4
Browne Christophe
Director
Transactions
- Award
Restricted Stock Units
2017-12-18+9,804→ 9,804 total(indirect: N/A)Exercise: $0.00→ Common Stock (9,804 underlying)
Footnotes (2)
- [F1]On December 18, 2017, the Compensation Committee of the Board of Directors of Affinion Group Holdings, Inc. (the "Issuer") granted to Metro SPV LLC (the "SPV"), as director by deputization in respect of Mr. Browne's service on the board of directors of the Issuer, 9,804 restricted stock units, each representing the right to receive one share of Common Stock upon satisfaction of vesting and settlement conditions (the "RSUs"). The RSUs vest, subject to Mr. Browne's continued service, as follows; (i) 11/12 of the RSUs will vest as of December 18, 2017 and (ii) an additional 1/12 of the RSUs will vest on December 31, 2017. The RSUs will settle on the earlier of a change of control (as defined in the restricted stock unit agreement) or the third anniversary after the date of grant.
- [F2]The securities reported herein are owned of record by Metro SPV LLC, and indirectly by (a) the ICG Strategic Secondaries II GP LP as the managing member of the Metro SPV LLC, (b) ICG Strategic Equity Associates II LLC as the general partner of the ICG Strategic Secondaries II GP LP, (c) ICG, Inc. as the sole managing member of ICG Strategic Equity Associates II LLC, (d) ICG FMC as ICG, Inc. is its wholly-owned subsidiary and (e) ICG plc as ICG FMC is its wholly-owned subsidiary. The Reporting Person is a Managing Director of ICG Strategic Equity Advisors LLC, and as such may be deemed to have beneficial ownership of the securities held directly by the Metro SPV LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
Documents
Issuer
Affinion Group Holdings, Inc.
CIK 0001404624
Entity typeother
Related Parties
1- filerCIK 0001712957
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 2:09 PM ET
- Size
- 7.1 KB