Home/Filings/4/0001140361-17-042890
4//SEC Filing

Easton Loren S. 4

Accession 0001140361-17-042890

CIK 0001062231other

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 6:02 PM ET

Size

19.4 KB

Accession

0001140361-17-042890

Insider Transaction Report

Form 4
Period: 2017-11-10
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-11-10$17.37/sh15,000,000$260,550,00010,682,679 total(indirect: See Footnote)
Holdings
  • Common Stock

    8,670
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-11-10$17.37/sh15,000,000$260,550,00010,682,679 total(indirect: See Footnote)
Holdings
  • Common Stock

    8,670
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-11-10$17.37/sh15,000,000$260,550,00010,682,679 total(indirect: See Footnote)
Holdings
  • Common Stock

    8,670
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-11-10$17.37/sh15,000,000$260,550,00010,682,679 total(indirect: See Footnote)
Holdings
  • Common Stock

    8,670
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-11-10$17.37/sh15,000,000$260,550,00010,682,679 total(indirect: See Footnote)
Holdings
  • Common Stock

    8,670
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-11-10$17.37/sh15,000,000$260,550,00010,682,679 total(indirect: See Footnote)
Holdings
  • Common Stock

    8,670
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-11-10$17.37/sh15,000,000$260,550,00010,682,679 total(indirect: See Footnote)
Holdings
  • Common Stock

    8,670
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-11-10$17.37/sh15,000,000$260,550,00010,682,679 total(indirect: See Footnote)
Holdings
  • Common Stock

    8,670
Transactions
  • Sale

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-11-10$17.37/sh15,000,000$260,550,00010,682,679 total(indirect: See Footnote)
Holdings
  • Common Stock

    8,670
Footnotes (5)
  • [F1]Shares directly owned by ASP MD Investco LP ("Investco") that may also be deemed to be indirectly beneficially owned by American Securities LLC ("ASL") and each of: American Securities Partners VI, L.P., American Securities Partners VI(B), L.P., American Securities Partners VI(C), L.P. and American Securities Partners VI(D), L.P. (each, a "Sponsor"), the owners of partnership interests in Investco, and American Securities Associates VI, LLC, the general partner of each Sponsor. ASL also provides investment advisory services to each Sponsor.
  • [F2]Shares directly owned by ASL.
  • [F3]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Kevin Penn is a managing director of ASL and a director of the Issuer. Loren Easton is a managing director of ASL and a director of the Issuer.
  • [F4]The shares were sold by Investco in a registered underwritten secondary offering pursuant to an underwriting agreement entered into on November 7, 2017.
  • [F5]This amount represents the $17.37 price per share of the Issuer's common stock purchased by the underwriter.

Issuer

AMERICAN AXLE & MANUFACTURING HOLDINGS INC

CIK 0001062231

Entity typeother

Related Parties

1
  • filerCIK 0001626074

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 6:02 PM ET
Size
19.4 KB