4//SEC Filing
AEA EWT Holdings GP LLC 4
Accession 0001140361-17-041650
CIK 0001604643other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 8:03 PM ET
Size
18.5 KB
Accession
0001140361-17-041650
Insider Transaction Report
Form 4
AEA Investors PF V LLC
10% Owner
Transactions
- Sale
Common Stock
2017-11-07$16.92/sh−2,715,009$45,937,952→ 45,972,599 total(indirect: See footnotes) - Sale
Common Stock
2017-11-06$16.92/sh−12,670,039$214,377,060→ 48,687,608 total(indirect: See footnotes)
AEA EWT Holdings LP
10% Owner
Transactions
- Sale
Common Stock
2017-11-06$16.92/sh−12,670,039$214,377,060→ 48,687,608 total(indirect: See footnotes) - Sale
Common Stock
2017-11-07$16.92/sh−2,715,009$45,937,952→ 45,972,599 total(indirect: See footnotes)
AEA INVESTORS LP
10% Owner
Transactions
- Sale
Common Stock
2017-11-06$16.92/sh−12,670,039$214,377,060→ 48,687,608 total(indirect: See footnotes) - Sale
Common Stock
2017-11-07$16.92/sh−2,715,009$45,937,952→ 45,972,599 total(indirect: See footnotes)
Transactions
- Sale
Common Stock
2017-11-07$16.92/sh−2,715,009$45,937,952→ 45,972,599 total(indirect: See footnotes) - Sale
Common Stock
2017-11-06$16.92/sh−12,670,039$214,377,060→ 48,687,608 total(indirect: See footnotes)
AEA EWT Holdings GP LLC
10% Owner
Transactions
- Sale
Common Stock
2017-11-06$16.92/sh−12,670,039$214,377,060→ 48,687,608 total(indirect: See footnotes) - Sale
Common Stock
2017-11-07$16.92/sh−2,715,009$45,937,952→ 45,972,599 total(indirect: See footnotes)
AEA Investors Participant Fund V LP
10% Owner
Transactions
- Sale
Common Stock
2017-11-06$16.92/sh−12,670,039$214,377,060→ 48,687,608 total(indirect: See footnotes) - Sale
Common Stock
2017-11-07$16.92/sh−2,715,009$45,937,952→ 45,972,599 total(indirect: See footnotes)
Footnotes (5)
- [F1]These shares of common stock were sold pursuant to the Underwriting Agreement, dated November 1, 2017, entered into in connection with the issuer's initial public offering.
- [F2]This amount represents the $18.00 public offering price per share of the issuer's common stock less the underwriting discount of $1.08 per share.
- [F3]These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
- [F4]Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to have beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F5]Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors Fund V LP, AEA Investors Fund V-A LP, AEA Investors Fund V-B LP, AEA Investors Partners V LP, AEA Management (Cayman) Ltd. and John L. Garcia have filed a separate Form 4.
Documents
Issuer
Evoqua Water Technologies Corp.
CIK 0001604643
Entity typeother
Related Parties
1- filerCIK 0001721063
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 8:03 PM ET
- Size
- 18.5 KB