4//SEC Filing
Garcia John L 4
Accession 0001140361-17-024489
CIK 0001600438other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 5:08 PM ET
Size
15.8 KB
Accession
0001140361-17-024489
Insider Transaction Report
Form 4
GMS Inc.GMS
AEA INVESTORS FUND V LP
10% Owner
Transactions
- Sale
Common Stock
2017-06-07$31.68/sh−2,902,129$91,939,447→ 11,325,058 total(indirect: See footnotes)
Garcia John L
10% Owner
Transactions
- Sale
Common Stock
2017-06-07$31.68/sh−2,902,129$91,939,447→ 11,325,058 total(indirect: See footnotes)
AEA Investors Partners V LP
10% Owner
Transactions
- Sale
Common Stock
2017-06-07$31.68/sh−2,902,129$91,939,447→ 11,325,058 total(indirect: See footnotes)
AEA INVESTORS FUND V-A LP
10% Owner
Transactions
- Sale
Common Stock
2017-06-07$31.68/sh−2,902,129$91,939,447→ 11,325,058 total(indirect: See footnotes)
AEA INVESTORS FUND V-B LP
10% Owner
Transactions
- Sale
Common Stock
2017-06-07$31.68/sh−2,902,129$91,939,447→ 11,325,058 total(indirect: See footnotes)
AEA Management (Cayman) Ltd
10% Owner
Transactions
- Sale
Common Stock
2017-06-07$31.68/sh−2,902,129$91,939,447→ 11,325,058 total(indirect: See footnotes)
Footnotes (3)
- [F1]These shares of common stock of the issuer are directly held by AEA GMS Holdings LP ("AEA GMS Holdings"), whose general partner is AEA GMS Holdings GP LLC ("AEA GMS Holdings GP"). The managing member of AEA GMS Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA GMS Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
- [F2]Each of AEA GMS Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA GMS Holdings, but Mr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F3]Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA GMS Holdings LP, AEA GMS Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA Investors LP have filed a separate Form 4.
Documents
Issuer
GMS Inc.
CIK 0001600438
Entity typeother
Related Parties
1- filerCIK 0001675523
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 5:08 PM ET
- Size
- 15.8 KB