NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC 4
4 · NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC · Filed Jun 6, 2017
Insider Transaction Report
Form 4
SUN LIFE FINANCIAL INC
10% Owner
Transactions
- Other
Series A Mandatory Redeemable Preferred Stock
2017-04-12$125.00/sh−160$20,000→ 0 total(indirect: By SUN LIFE FINANCIAL INC.) - Other
Series A Mandatory Redeemable Preferred Stock
2017-04-12$125.00/sh−40$5,000→ 0 total(indirect: By SUN LIFE FINANCIAL INC.)
Footnotes (3)
- [F1]On April 12, 2017, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock.
- [F2]Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, the direct owner of 140 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer.
- [F3]Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, which owns 100% of the outstanding shares of common stock of Sun Life and Health Insurance Company (U.S.), the direct owner of 60 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer.