22nd Century Group, Inc. 4
4 · 22nd Century Group, Inc. · Filed Nov 1, 2016
Insider Transaction Report
Form 4
Moynihan Michael Robert
VICE PRESIDENT OF R&D
Transactions
- Sale
Common Stock
2016-10-31$1.28/sh−100,000$128,060→ 888,934 total
Holdings
- 90,000
Stock Option
Exercise: $0.82From: 2016-04-29Exp: 2026-04-29→ Common Stock (90,000 underlying) - 100,000
Stock Option
Exercise: $0.69From: 2012-05-18Exp: 2022-05-18→ Common Stock (100,000 underlying) - 194,529
Stock Option
Exercise: $0.96From: 2016-02-16Exp: 2025-02-16→ Common Stock (194,529 underlying) - 75,000
Stock Option
Exercise: $0.80From: 2013-02-25Exp: 2023-02-25→ Common Stock (75,000 underlying) - 150,000
Warrant to Purchase
Exercise: $0.60From: 2012-05-15Exp: 2017-05-15→ Common Stock (150,000 underlying)
Footnotes (2)
- [F1]Shares sold pursuant to Rule 10b5-1 trading plan maintained by the Reporting Person.
- [F2]The price reported in Column 4 is a weighted average price. The shares were old in multiple transactions at prices ranging from $1.25 to $1.34, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein.