Sunshine Bancorp, Inc. 4
4 · Sunshine Bancorp, Inc. · Filed Sep 22, 2016
Insider Transaction Report
Form 4
Weatherford Will
Director
Transactions
- Sale
Common Stock
2016-09-21$14.57/sh−1,588$23,137→ 34,494 total
Holdings
- 2,685(indirect: By Retirement Account)
Common Stock
- 1,260(indirect: By IRA)
Common Stock
- 9,766
Stock Options
Exercise: $13.96From: 2015-10-29Exp: 2025-10-29→ Common Stock (9,766 underlying)
Footnotes (3)
- [F1]Includes shares of restricted stock which vest at a rate of 20% per year commencing on October 29, 2015.
- [F2]Stock options vest at a rate of 20% per year commencing on October 29, 2015.
- [F3]This sale was matchable against a purchase under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Weatherford has paid the Issuer $222.32, representing the full amount of profit realized in connection with the short-swing transaction. The amount of profit realized includes a purchase which occurred on August 19, 2016. Shares sold as the result of broker error and not by any volitional act of the reporting person.