ORION ENERGY SYSTEMS, INC. 4

4 · ORION ENERGY SYSTEMS, INC. · Filed Aug 9, 2016

Form 4

Period: 2016-08-05

Director

Transactions

Holdings

Stock Options (right to buy)
Exercise: $4.19From: 2012-05-23Exp: 2021-05-23→ Common Stock (22,045 underlying)
22,045
Stock Options (right to buy)
Exercise: $2.86From: 2011-08-10Exp: 2020-08-10→ Common Stock (19,912 underlying)
19,912
Stock Options (right to buy)
Exercise: $2.03From: 2013-06-12Exp: 2022-06-12→ Common Stock (26,646 underlying)
26,646
Stock Options (right to buy)
Exercise: $2.41From: 2013-12-31Exp: 2023-05-28→ Common Stock (36,568 underlying)
36,568

Footnotes (5)

[F1]Restricted stock granted to the reporting person under the 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 5, 2017, 2018 and 2019, respectively.
[F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 10, 2010, vests and becomes exercisable in three equal installments on August 10, 2011, 2012 and 2013, respectively.
[F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vests and becomes exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
[F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
[F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

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