Home/Filings/4/0001140361-16-065862
4//SEC Filing

Asterias Biotherapeutics, Inc. 4

Accession 0001140361-16-065862

CIK 0001572552operating

Filed

May 16, 8:00 PM ET

Accepted

May 17, 10:54 AM ET

Size

6.9 KB

Accession

0001140361-16-065862

Insider Transaction Report

Form 4
Period: 2016-05-13
Transactions
  • Purchase

    Warrants to purchase Common Stock

    2016-05-13$0.01/sh+7,500$757,500 total
    Exercise: $4.37From: 2016-05-13Exp: 2021-05-13Common Stock (7,500 underlying)
  • Purchase

    Common Stock

    2016-05-13$3.39/sh+15,000$50,85020,000 total
Footnotes (1)
  • [F1]The shares of common stock and warrants to purchase common stock reported herein were purchased by the Reporting Person in the Issuer's public offering of Units, which closed on May 13, 2016. Each Unit consists of one share of common stock and 0.5 of one warrant. The Reporting Person purchased each Unit at the public offering price of $3.40 per Unit.

Documents

1 file

Issuer

Asterias Biotherapeutics, Inc.

CIK 0001572552

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001572552

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 10:54 AM ET
Size
6.9 KB