4//SEC Filing
Asterias Biotherapeutics, Inc. 4
Accession 0001140361-16-055904
CIK 0001572552operating
Filed
Feb 29, 7:00 PM ET
Accepted
Mar 1, 9:33 PM ET
Size
7.1 KB
Accession
0001140361-16-055904
Insider Transaction Report
Form 4
Cartt Stephen LaHue
DirectorPresident and CEO
Transactions
- Award
Stock Options (right to buy)
2016-02-28+1,000,000→ 1,000,000 totalExercise: $3.64From: 2016-02-28Exp: 2026-02-28→ Common Stock (1,000,000 underlying) - Award
Common Stock
2016-02-28+200,000→ 200,000 total
Footnotes (2)
- [F1]Such shares of restricted common stock were granted by the Board and vest in two equal installments on August 31, 2016 and February 28, 2017, conditioned on the reporting person's continued employment, as detailed in his employment agreement.
- [F2]The stock options vest in 48 equal monthly installments commencing on March 31, 2016, conditioned on the reporting person's continued employment, as detailed in his employment agreement.
Documents
Issuer
Asterias Biotherapeutics, Inc.
CIK 0001572552
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001572552
Filing Metadata
- Form type
- 4
- Filed
- Feb 29, 7:00 PM ET
- Accepted
- Mar 1, 9:33 PM ET
- Size
- 7.1 KB