HERITAGE OAKS BANCORP 4
4 · HERITAGE OAKS BANCORP · Filed Aug 5, 2015
Insider Transaction Report
Form 4
Fugate Mark C
Director
Transactions
- Award
Common stock
2015-08-03$8.03/sh+3,113$24,997→ 3,113 total(indirect: Please see not (1))
Holdings
- 104,941(indirect: Please see note (2))
Common stock
- 7,646
Common stock
- 2,500
Stock option
Exercise: $4.50From: 2009-02-02Exp: 2019-02-02→ Common stock (2,500 underlying) - 1,082(indirect: By IRA)
Common stock
- 7,500
Stock option
Exercise: $3.10From: 2010-09-01Exp: 2020-09-01→ Common stock (7,500 underlying) - 5,250
Stock option
Exercise: $15.24From: 2007-11-01Exp: 2017-11-01→ Common stock (5,250 underlying) - 2,625
Stock option
Exercise: $11.48From: 2008-02-01Exp: 2018-02-01→ Common stock (2,625 underlying) - 11,328(indirect: By IRA)
Common stock
Footnotes (2)
- [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
- [F2]Mark C. Fugate is custodian for Andrew A. Dalmau, Michelle Dalmau, Natalie Dalmau, Bethany Fugate, Kathryn Fugate, Timothy Fugate, Kelsey Lahr, and Miranda Lahr, minors under the California Uniform Transfers to Minors Act; Mr. Fugate also has an interest in the 2008 Fugate Family Trust, (combined indirect shares total 104,941).