POZEN INC /NC 4

4 · POZEN INC /NC · Filed Jun 18, 2015

Form 4

Period: 2015-06-16

Sr. VP, Gen Cnsl & Secretary

Transactions

Tax Payment
Common Stock
2015-06-16$10.02/sh−33,177$332,434→ 57,484 total
Exercise/Conversion
Common Stock
2015-06-16$3.77/sh+13,702$51,657→ 71,186 total
Tax Payment
Common Stock
2015-06-16$10.02/sh−8,515$85,320→ 62,671 total
Exercise/Conversion
Common Stock
2015-06-16$8.36/sh+36,886$308,367→ 90,661 total
Exercise/Conversion
Stock Option (right to buy)
2015-06-16−36,886→ 11,974 total
Exercise: $8.36Exp: 2018-03-14→ Common Stock (48,860 underlying)
Exercise/Conversion
Stock Option (right to buy)
2015-06-16−13,702→ 0 total
Exercise: $3.77Exp: 2021-03-14→ Common Stock (13,702 underlying)

Footnotes (4)

[F1]Represents shares of the Registrant's common stock delivered as payment of exercise price and applicable taxes in connection with the net exercise of stock options by the reporting person on June 16, 2015. Such shares are to be delivered to the Registrant's treasury account.
[F2]Reflects the closing price of the Registrant's common stock as reported by the NASDAQ Stock Market on June 16, 2015.
[F3]The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.
[F4]The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.

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