4//SEC Filing
WEST CORP 4
Accession 0001140361-15-012839
CIK 0001024657operating
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 4:31 PM ET
Size
8.6 KB
Accession
0001140361-15-012839
Insider Transaction Report
Form 4
WEST CORPWSTC
Grattan Laura A.
Director
Transactions
- Sale
Common Stock
2015-03-18$29.60/sh−10,471,220$309,915,651→ 25,791,545 total(indirect: See Footnotes) - Sale
Common Stock
2015-03-18$29.60/sh−827,764$24,499,248→ 24,963,781 total(indirect: See Footnotes)
Footnotes (5)
- [F1]Represents shares of the Issuer held directly by Thomas H. Lee Advisors, LLC ("THL Advisors"), Thomas H. Lee Equity Fund VI, L.P. ("THL Equity VI"), Thomas H. Lee Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee Parallel (DT) Fund VI, L.P. ("DT Fund VI"), THL Coinvestment Partners, L.P. ("THL Coinvestment"), THL Equity Fund VI Investors (West), L.P. ("THL West"), THL Equity Fund VI Investors (West) HL, L.P. ("THL West HL") together with THL Equity VI, Parallel Fund VI, DT Fund VI, THL Coinvestment, THL West and THL West HL, (the "THL Funds") as well as Putnam Investment Holdings, LLC ("Putnam") and Putnam Investments Employees' Securities Company III LLC ("Putnam III").
- [F2]The Reporting Person is a Director of Thomas H. Lee Partners, L.P., which is the managing member of THL Equity Advisors VI, LLC, which is the general partner of the THL Funds. In addition, due to contractual relationships with Thomas H. Lee Partners, L.P., Putnam and Putnam III are required to act pro rata with the THL Funds. By virtue of these relationships, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by each of the THL Funds, Putnam and Putnam III. The Reporting Person disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
- [F3]This amount represents the per share proceeds of $29.596875 which is equal to the public offering price of $30.75 less underwriting discount of $1.153125.
- [F4]This amount represents the per share proceeds of $29.596875.
- [F5]Represents shares repurchased by the Issuer.
Documents
Issuer
WEST CORP
CIK 0001024657
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001024657
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 4:31 PM ET
- Size
- 8.6 KB