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4//SEC Filing

PROTALEX INC 4

Accession 0001140361-14-040437

CIK 0001099215operating
View on SEC.govCompany Profile

Filed

Nov 5, 7:00 PM ET

Accepted

Nov 6, 2:05 PM ET

Size

8.4 KB

Accession

0001140361-14-040437

Insider Transaction Report

Form 4
Period: 2014-11-04
PROTALEX INCPRTX
ELSER MARCO M
Director
Transactions
  • Award

    Options

    2014-11-04+100,000→ 100,000 total
    Exercise: $6.00From: 2014-11-04Exp: 2024-11-04→ Common Stock (100,000 underlying)
Holdings

  • Common Stock

    (indirect: By Elser & Company Limited)
    17,000

  • Common Stock

    (indirect: By Carlisle Investments Inc.)
    17,000

  • Options

    Exercise: $9.00From: 2014-02-04Exp: 2024-02-04→ Common Stock (250,000 underlying)
    250,000
Footnotes (2)
  • [F1]The reporting person has the sole power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securites.
  • [F2]Granted on February 4, 2014 (the "Grant Date" ), this option is exercisable to acquire 33.33% of the underlying shares on the Grant Date, 66.67% of the shares on or after the one-year anniversary of the Grant Date and 100% of the shares on or after the two-year anniversary of the of the Grant Date.

Documents

1 file

Issuer

PROTALEX INC

CIK 0001099215

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001099215

Filing Metadata

Form type
4
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 2:05 PM ET
Size
8.4 KB
View on SEC.gov