4//SEC Filing
Quad/Graphics, Inc. 4
Accession 0001140361-13-039283
$QUADCIK 0001481792operating
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 5:15 PM ET
Size
23.4 KB
Accession
0001140361-13-039283
Insider Transaction Report
Form 4
Quadracci Betty Ewens
Director
Transactions
- Sale
Class A Common Stock
2013-10-18$32.00/sh−288,767$9,240,544→ 787,412 total(indirect: By Trust)
Holdings
- 2,500
Stock Options (Right to Buy)
Exercise: $29.37Exp: 2018-01-31→ Class A Common Stock (2,500 underlying) - 2,392
Stock Options (Right to Buy)
Exercise: $41.26Exp: 2021-01-01→ Class A Common Stock (2,392 underlying) - 487,038(indirect: By GRATs)
Class B Common Stock
→ Class A Common Stock (487,038 underlying) - 7,894(indirect: By 401(a) Plan)
Class A Common Stock
- 1,424(indirect: By Trust)
Class A Common Stock
- 186,280(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (186,280 underlying) - 2,392
Stock Options (Right to Buy)
Exercise: $14.14Exp: 2022-01-01→ Class A Common Stock (2,392 underlying) - 17,471(indirect: By Trust)
Class A Common Stock
- 5,000
Stock Options (Right to Buy)
Exercise: $23.37Exp: 2017-01-31→ Class A Common Stock (5,000 underlying) - 2,500
Stock Options (Right to Buy)
Exercise: $15.37Exp: 2019-01-31→ Class A Common Stock (2,500 underlying) - 11,864(indirect: By Trust)
Class A Common Stock
- 2,500
Stock Options (Right to Buy)
Exercise: $16.62Exp: 2020-01-31→ Class A Common Stock (2,500 underlying) - 51,614(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (51,614 underlying) - 3,608
Class A Common Stock
- 2,000
Stock Options (Right to Buy)
Exercise: $19.12From: 2012-05-14Exp: 2021-11-18→ Class A Common Stock (2,000 underlying)
Footnotes (12)
- [F1]The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2013.
- [F10]Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- [F11]Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
- [F12]Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- [F2]As Trustee for the Elizabeth E. Quadracci Rev Tr of 1980. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F3]As Trustee for the HRQ 1990 Descendants Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F4]As Trustee for the Quadracci Children's Trust f/b/o Harry R. Quadracci. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F5]As Co-Trustee of the Harry V. Quadracci Life Insurance Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- [F6]Became exercisable as to 2,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F7]Became exercisable as to 1,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F8]Became exercisable as to 750 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- [F9]Became exercisable as to 500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Documents
Issuer
Quad/Graphics, Inc.
CIK 0001481792
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001481792
Filing Metadata
- Form type
- 4
- Filed
- Oct 21, 8:00 PM ET
- Accepted
- Oct 22, 5:15 PM ET
- Size
- 23.4 KB