Home/Filings/4/0001140361-13-038938
4//SEC Filing

NATIONAL HOLDINGS CORP 4

Accession 0001140361-13-038938

CIK 0001023844operating

Filed

Oct 16, 8:00 PM ET

Accepted

Oct 17, 4:12 PM ET

Size

5.0 KB

Accession

0001140361-13-038938

Insider Transaction Report

Form 4
Period: 2013-10-15
CIOCIA JAMES
Director
Transactions
  • Award

    Common Stock, par value $0.02 per share

    2013-10-15+772,770772,770 total
Footnotes (1)
  • [F1]Received in exchange for 3,288,117 shares of common stock of Gilman Ciocia, Inc. ("Gilman") in connection with merger (the "Merger") of Gilman into National Holdings Corporation ("National"). On the effective date of the Merger, the closing price of National common stock was $0.39 per share, and the closing price of Gilman's common stock was $0.09 per share.

Documents

1 file

Issuer

NATIONAL HOLDINGS CORP

CIK 0001023844

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001023844

Filing Metadata

Form type
4
Filed
Oct 16, 8:00 PM ET
Accepted
Oct 17, 4:12 PM ET
Size
5.0 KB