4//SEC Filing
Kleinman Mitchell B 4
Accession 0001140361-12-051961
CIK 0001063494other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 5:20 PM ET
Size
6.5 KB
Accession
0001140361-12-051961
Insider Transaction Report
Form 4
KBW, INC.KBW
Kleinman Mitchell B
General Counsel
Transactions
- Sale
Common Stock, par value $0.01 per share
2012-12-18$15.18/sh−38,332$581,880→ 243,526 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2012-12-18$15.07/sh−57,509$866,661→ 186,017 total
Footnotes (2)
- [F1]Sale was effected pursuant to a Rule 10b5-1 plan entered into on November 30, 2012.
- [F2]Constitutes portion of shares acquired due to acceleration and conversion of vested restricted stock units that were withheld from reporting person in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a result of all conversion events.
Documents
Issuer
KBW, INC.
CIK 0001063494
Entity typeother
Related Parties
1- filerCIK 0001380491
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 5:20 PM ET
- Size
- 6.5 KB