Mahamedi Abdi 4
4 · LIQUIDMETAL TECHNOLOGIES INC · Filed Sep 1, 2011
Insider Transaction Report
Form 4
Mahamedi Abdi
Director10% Owner
Transactions
- Other
Series A-2 Preferred Stock
2011-06-30−86,387→ 3,283,977 total(indirect: By LLC)Exercise: $0.22→ Common Stock (1,963,341 underlying) - Other
Series A-1 Preferred Stock
2011-06-30−48,600→ 2,430,000 total(indirect: By LLC)Exercise: $0.10→ Common Stock (2,430,000 underlying) - Other
Warrant (right to buy)
2011-08-22+441,500→ 5,037,780 total(indirect: By LLC)Exercise: $0.49From: 2009-05-01Exp: 2015-07-31→ Common Stock (441,500 underlying) - Other
Warrant (right to buy)
2011-06-30−2,241,518→ 4,596,280 total(indirect: By LLC)Exercise: $0.49From: 2009-05-01Exp: 2015-07-31→ Common Stock (2,241,518 underlying)
Footnotes (4)
- [F1]Each share of the Series A Preferred Stock is convertible into shares of Common Stock at the time and under the circumstances described in the Certificate of Designations, Preferences and Rights of Series A Preferred Stock, as amended. The Series A Preferred Stock has no expiration date.
- [F2]Shares of Series A Preferred Stock were distributed to members of Carlyle Liquid Holdings, LLC in redemption of a pro rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC, thus merely resulting in a change in the form of ownership of shares already previously reported as held by the reporting person.
- [F3]Warrants were distributed to members of Carlyle Liquid Holdings, LLC in redemption of a pro rata portion of the member's equity interest in Carlyle Liquid Holdings, LLC, thus merely resulting in a change in the form of ownership of warrants already previously reported as held by the reporting person.
- [F4]Warrant shares were distributed by Carlyle Liquid Holdings, LLC ("CLH") in consideration of serving as a managing partner of CLH.