4//SEC Filing
CHITAYAT JACK 4
Accession 0001140361-11-024133
CIK 0001141240other
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 7:34 PM ET
Size
7.7 KB
Accession
0001140361-11-024133
Insider Transaction Report
Form 4
CHITAYAT JACK
10% Owner
Transactions
- Other
Common Stock
2011-04-27$0.22/sh+3,873,325$852,132→ 3,873,325 total(indirect: Held through Atlantic Realty Group.) - Exercise/Conversion
Series A-2 Preferred Stock
2011-04-27$5.00/sh−144,968$724,840→ 109,529 total(indirect: See footnote)Exercise: $0.22→ Common Stock (3,294,717 underlying)
Footnotes (3)
- [F1]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Amended Certificate of Designations, Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.
- [F2]51,421 shares of Series A-2 Preferred Stock held indirectly through Carlyle Liquid Holdings, LLC; 58,108 shares of Series A-2 Preferred Stock held indirectly through Atlantic Realty Group.
- [F3]Represents shares acquired upon the conversion of Series A-2 Preferred Stock by Carlyle Liquid, LLC and the subsequent distribution of such shares by Carlyle Liquid, LLC to its members in proportion to their respective ownership percentages.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001179781
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 7:34 PM ET
- Size
- 7.7 KB