WARRELL RAYMOND P JR 4
4 · GENTA INC DE/ · Filed Mar 21, 2011
Insider Transaction Report
Form 4
GENTA INC DE/GNTA
WARRELL RAYMOND P JR
DirectorChairman & CEO
Transactions
- Sale
Common Stock
2011-03-17$0.07/sh−100,000$7,230→ 229,272,275 total - Conversion
Common Stock
2011-03-21$0.01/sh+1,997,472$28,364→ 229,172,907 total - Sale
Common Stock
2011-03-21$0.04/sh−425,000$17,808→ 228,734,939 total - Exercise of In-Money
Common Stock
2011-03-21$0.01/sh+40,000$568→ 229,159,939 total - Exercise of In-Money
March 2010 Warrant
2011-03-21−52,968→ 996,992,924 totalExercise: $0.01From: 2010-03-09Exp: 2013-03-09→ Common Stock (40,000 underlying) - Sale
Common Stock
2011-03-18$0.05/sh−99,368$5,435→ 229,172,907 total - Conversion
15% Senior Convertible Promissory Note
2011-03-21→ 1,655,463.31 totalExercise: $0.01From: 2008-10-07Exp: 2011-09-04→ Common Stock (1,997,472 underlying)
Holdings
- 1,180,204(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Includes 99,580 shares of common stock held jointly with Dr. Warrell's spouse, Dr. Itri, 119,420 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Warrell, 118,579,395 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due September 9, 2011, as amended, (the Notes), held in joint account with Dr. Itri, 683,380 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 97,045,892 shares of common stock issuable upon the exercise of March 2010 Warrants held in joint account with Dr. Itri, 12,676,270 shares of common stock issuable upon the exercise of December 2010 Warrants held in joint account with Dr. Itri and 68,338 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Warrell's IRA.
- [F2]Includes 52,622 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 1,025,070 shares of common stock issuable upon the conversion of Notes held by Dr. Itri's IRA and 102,512 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA