5//SEC Filing
LLC Carlyle Liquid Holdings 5
Accession 0001140361-11-009496
CIK 0001141240other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 7:38 PM ET
Size
10.9 KB
Accession
0001140361-11-009496
Insider Transaction Report
Form 5
LLC Carlyle Liquid Holdings
10% Owner
Transactions
- Conversion
Series A-1 Preferred Stock
2010-12-31$5.00/sh−21,386$106,930→ 478,614 totalExercise: $0.10→ Common Stock (1,069,300 underlying) - Conversion
Series A-2 Preferred Stock
2010-12-31$5.00/sh−38,013$190,065→ 850,730 totalExercise: $0.22→ Common Stock (863,932 underlying) - Other
Warrant (right to buy)
2010-12-31$0.49/sh−986,337$483,305→ 22,074,219 totalExercise: $0.49From: 2009-05-02Exp: 2015-07-15→ Common Stock (986,337 underlying)
Footnotes (3)
- [F1]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Certificate of Designations, Pereferences and Rights for Series A Preferred Stock. the Series A Preferred Stock has no expiration date.
- [F2]Preferred Stocks were converted into Common Stocks and were assigned to third party.
- [F3]Warrants were assigned to various third parties.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001501407
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 7:38 PM ET
- Size
- 10.9 KB