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4//SEC Filing

Berman Marc Ethan 4

Accession 0001140361-10-017503

CIK 0001295172other
View on SEC.govCompany Profile

Filed

Apr 25, 8:00 PM ET

Accepted

Apr 26, 4:09 PM ET

Size

24.2 KB

Accession

0001140361-10-017503

Insider Transaction Report

Form 4
Period: 2010-04-22
RiskMetrics Group IncRISK
Berman Marc Ethan
DirectorChief Executive Officer10% Owner
Transactions
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2010-04-22−62,500→ 0 total
    Exercise: $4.80Exp: 2014-12-31→ Common Stock (62,500 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2010-04-22−500→ 0 total
    Exercise: $17.50From: 2008-01-24Exp: 2018-01-24→ Common Stock (500 underlying)
  • Gift

    Common Stock, Par Value $0.01

    2010-03-16−1,400,000→ 3,576,960 total
  • Exercise/Conversion

    Common Stock, Par Value $0.01

    2010-04-22$2.00/sh+125,000$250,000→ 3,701,960 total
  • Exercise/Conversion

    Common Stock, Par Value $0.01

    2010-04-22$4.80/sh+62,500$300,000→ 5,139,460 total
  • Exercise/Conversion

    Common Stock, Par Value $0.01

    2010-04-22$2.00/sh+125,000$250,000→ 3,826,960 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2010-04-22−125,000→ 0 total
    Exercise: $2.00From: 2005-12-31Exp: 2012-12-31→ Common Stock (125,000 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2010-04-22−1,250,000→ 0 total
    Exercise: $2.00Exp: 2012-12-31→ Common Stock (1,250,000 underlying)
  • Exercise/Conversion

    Common Stock, Par Value $0.01

    2010-04-22$17.50/sh+500$8,750→ 5,139,960 total
  • Exercise/Conversion

    Common Stock, Par Value $0.01

    2010-04-22$2.00/sh+1,250,000$2,500,000→ 5,076,960 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2010-04-22−125,000→ 0 total
    Exercise: $2.00From: 2004-12-31Exp: 2011-12-31→ Common Stock (125,000 underlying)
Holdings

  • Common Stock, Par Value $0.01

    (indirect: See Footnote)
    981,300
Footnotes (4)
  • [F1]This transaction reflects a gift of securities by the reporting person to a charitable organization.
  • [F2]Includes 977,100 shares held in an irrevocable trust for the benefit of the reporting person's children created on August 18, 2000. The reporting person's wife and father are the trustees of the irrevocable trust. Also includes an aggregate of 4,200 shares of common stock held in irrevocable trusts established for the benefit of the reporting person's children on December 20, 2007. The reporting person's father is the trustee of each of the irrevocable trusts.
  • [F3]Options granted on December 31, 2002, all of which vested on or prior to December 31, 2006.
  • [F4]Options granted on December 31, 2004, all of which vested on or prior to December 31, 2008.

Documents

1 file

Issuer

RiskMetrics Group Inc

CIK 0001295172

→
Entity typeother

Related Parties

1
  • filerCIK 0001425045

Filing Metadata

Form type
4
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 4:09 PM ET
Size
24.2 KB
View on SEC.gov