4//SEC Filing
CHARLESBANK COINVESTMENT PARTNERS LIMITED PARTNERSHIP 4
Accession 0001140361-09-027549
CIK 0001372813other
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 2:09 PM ET
Size
13.4 KB
Accession
0001140361-09-027549
Insider Transaction Report
Form 4
Charlesbank Equity Fund VI, Limited Partnership
Director10% Owner
Transactions
- Award
Deferred Stock Units
2009-11-24$2.40/sh+49,998$119,995→ 156,618 total(indirect: See Footnote)→ Common Stock (49,998 underlying)
Footnotes (3)
- [F1]Reports the number of deferred stock units granted and credited to the accounts of each of Michael Eisenson, Mark Rosen and Brandon White, each a managing director of Charlesbank Capital Partners, LLC ("Charlesbank"), on November 24, 2009 pursuant to the Animal Health International, Inc. 2007 Stock Option and Incentive Plan. Each deferred stock unit is the economic equivalent of one share of common stock. These deferred stock units shall be fully vested on the anniversary date of grant, subject to service on the Company's board of directors on such date. These deferred stock units will be paid out in the form of shares of common stock upon each of Mr. Eisenson's, Mr. Rosen's and Mr. White's retirement or other termination of service as a director of the Company.
- [F2]The shares of common stock to be paid out pursuant to the deferred stock units will be issued (pro rata in relation to their current ownership of common stock of the Company) to Charlesbank Equity Fund VI, Limited Partnership, and CB Offshore Equity Fund VI, L.P., Charlesbank Equity Coinvestment Fund VI, Limited Partnership and Charlesbank Coinvestment Partners, Limited Partnership, each an affiliated investment fund of Charlesbank Equity Fund VI, Limited Partnership, pursuant to a contractual obligation of Messrs. Eisenson, Rosen and White to assign any fees received for service as a director.
- [F3]Charlesbank is the general partner of Charlesbank Coinvestment Partners, Limited Partnership. Charlesbank is also the indirect general partner of Charlesbank Equity Fund VI, Limited Partnership, CB Offshore Equity Fund VI, L.P., and Charlesbank Equity Coinvestment Fund VI, Limited Partnership. Charlesbank may be deemed to share voting and investment power with respect to all shares held by those entities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or any other purpose.
Documents
Issuer
Animal Health International, Inc.
CIK 0001372813
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0001273276
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 2:09 PM ET
- Size
- 13.4 KB