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4//SEC Filing

San Miguel Alejandro R. 4

Accession 0001140361-09-026290

CIK 0001365790other

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 4:07 PM ET

Size

7.7 KB

Accession

0001140361-09-026290

Insider Transaction Report

Form 4
Period: 2009-11-13
San Miguel Alejandro R.
Gen Counsel & Corp Secretary
Transactions
  • Tax Payment

    Common Stock

    2009-11-13$2.66/sh21,301$56,66123,561 total
Holdings
  • Common Stock

    7,500
  • Common Stock (Restricted)

    182,453
Footnotes (3)
  • [F1]On November 13, 2009, 44,862 shares of restricted stock vested pursuant to the terms of the restricted stock award made to Mr. San Miguel by GLG Partners, Inc. (?GLG?) under GLG?s 2007 Long-Term Incentive Plan. Of the 44,862 vesting shares, 21,301 shares were withheld by GLG to cover Mr. San Miguel?s tax withholding obligations with respect to the vested shares.
  • [F2]The shares of common stock are owned jointly by Mr. San Miguel and his wife
  • [F3]The shares of restricted stock are subject to vesting as follows: (A) 105,263 shares vest in four equal installments on November 2, 2008, 2009, 2010 and 2011 (?Group A Shares?); (B) 74,184 shares vest in four equal installments on November 2, 2009, 2010, 2011 and 2012 (?Group B Shares?); and (C) 74,184 shares vest in four equal installments on November 2, 2010, 2011, 2012 and 2013 and, in each case, subject to GLG having achieved certain minimum levels of net assets under management (AUM) as of the immediately preceding October 31 (as determined by the Compensation Committee). On November 13, 2009, the second installment of 26,316 Group A Shares and the first installment of 18,546 Group B Shares vested with respect to 2009.

Documents

1 file

Issuer

GLG Partners, Inc.

CIK 0001365790

Entity typeother

Related Parties

1
  • filerCIK 0001416186

Filing Metadata

Form type
4
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:07 PM ET
Size
7.7 KB