13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Royal Bank of Canada Investment Management (UK) Limited Address: 71 Queen Victoria Street EC4V 4DE London United Kingdom Form 13F File Number: 28-11367 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Paul Hecker Title: Head of Central Services Compliance, Europe & Asia Phone: +44 207 029 7547 Signature, Place, and Date of Signing: /s/ Paul Hecker London, United Kingdom 11/16/2009 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 231 Form 13F Information Table Value Total: $ 130,910.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028 - 11396 Royal Bank of Canada ---- -------------------- ---------------------------------------------------- 2 028 - 12564 RBC Investment Solutions (CI) Ltd ---- -------------------- ----------------------------------------------------

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- ----------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- AFLAC INC COM 001055102 ~~433~~181 134,~~931~~226 SH DEFINED 1, 2 134,~~931~~226 0 0 AGCO CORP COM 001084102 ~~192~~182 6,606 SH DEFINED 1, 2 6,606 0 0 AES CORP COM 00130H105 46559 337,~~936~~745 SH DEFINED 1, 32 37,~~936~~745 0 0 FOSTER WHEELER AG ~~COM~~SHAR H27178104 95127 4,001 SH DEFINED 1, 2 4,001 0 0 AT&T INC COM 00206R102 ~~431~~469 17,368 SH DEFINED 1, 2 17,368 0 0 AMDOCS LTD ~~ORD~~SHAR G02602103 ~~181~~228 8,499 SH DEFINED 1, 2 8,499 0 0 ABBOTT LABORATORIES COM 002824100 ~~610~~549 1211,~~969~~100 SH DEFINED 1, 2 1211,~~969~~100 0 0 WEATHERFORD ~~INT~~INTERNATIONAL ~~LTD~~LIMITED ~~REG~~SHAR H27013103 ~~136~~145 6,859 SH DEFINED 1, 2 6,859 0 0 ADOBE SYSTEMS INC COM 00724F101 112 3,382 SH DEFINED 1, 2 3,382 0 0 AFFILIATED COMPUTER SERVICES INC CL A 008190100 64747 113,~~437~~786 SH DEFINED 1, 12 13,~~437~~786 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 4460 2,157 SH DEFINED 1, 2 2,157 0 0 AGRIUM INC COM 008916108 1512 ~~376~~235 SH DEFINED 1, 2 ~~376~~235 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 ~~313~~375 4,838 SH DEFINED 1, 2 4,838 0 0 COVIDIEN PLC ~~SHS~~SHAR G2554F105 56680 115,~~500~~808 SH DEFINED 1, 12 15,~~500~~808 0 0 ALCOA INC COM 013817101 2431 2,342 SH DEFINED 1 2,342 0 0 ALEXION PHARMACEUTICAL INC COM 015351109 ~~252~~211 64,~~128~~749 SH DEFINED 1, 2 64,~~128~~749 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 6869 1,960 SH DEFINED 1, 2 1,960 0 0 ALLERGAN INC COM 018490102 5970 1,235 SH DEFINED 1, 2 1,235 0 0 ALTRIA GROUP INC COM 02209S103 ~~570~~507 3428,~~760~~491 SH DEFINED 1, 2 3428,~~760~~491 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 7281 1,858 SH DEFINED 1, 2 1,858 0 0 AMERICAN EXPRESS CO COM 025816109 ~~111~~162 4,784 SH DEFINED 1 4,784 0 0 AMERICAN TOWER CORP CL A 029912201 4957 1,562 SH DEFINED 1, 2 1,562 0 0 AMERISOURCEBERGEN CORPORATION COM 03073E105 ~~657~~362 3616,~~998~~197 SH DEFINED 1, 2 3616,~~998~~197 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 1219 510 SH DEFINED 1 510 0 0 ~~ANADARKO~~AMGEN ~~PETROLEUM~~INC ~~CORP~~ COM ~~032511107~~031162100 ~~600~~225 133,~~235~~734 SH DEFINED 1, 2 133,~~235~~734 0 0 ~~AON~~ANADARKO ~~CORPORATION~~PETROLEUM ~~COM 037389103 229 6,044 SH DEFINED 1, 2 6,044 0 0 APACHE~~ CORP COM ~~037411105~~032511107 ~~472~~830 613,~~539~~235 SH DEFINED 1, 2 613,~~539~~235 0 0 ~~APOLLO~~AON ~~GROUP~~CORPORATION ~~INC~~COM CL037389103 A678 ~~037604105 109 1~~16,~~527~~660 SH DEFINED 1, 2 116,~~527~~660 0 0 APPLE INC COM 037833100 1,~~051~~356 7,~~373~~317 SH DEFINED 1, 2 7,~~373~~317 0 0 ~~ASSURANT~~AVON PRODUCTS INC COM ~~04621X108~~054303102 ~~135~~117 53,~~608~~451 SH DEFINED 1, 2 53,~~608~~451 0 0 ~~AUTOZONE INC COM 053332102 47 311 SH DEFINED 1, 2 311 0 0~~ BCE INC COM NEW 05534B760 2024 978 SH DEFINED 1, 2 978 0 0 BP SPONSORED ADR 055622104 ~~277~~254 54,~~804~~778 SH DEFINED 1, 2 54,~~804~~778 0 0 BMC SOFTWARE INC COM 055921100 ~~133~~686 318,~~919~~284 SH DEFINED 1, 2 318,~~919~~284 0 0 BALL CORP COM 058498106 ~~296~~372 67,~~562~~556 SH DEFINED 1, 2 67,~~562~~556 0 0 BANK OF AMERICA CORPORATION COM 060505104 13,~~366~~121 ~~103~~184,~~747~~800 SH DEFINED 1, 2 ~~103~~184,~~747~~800 0 0 BANK OF MONTREAL COM 063671101 ~~129~~155 3,~~057~~072 SH DEFINED 1, 2 3,~~057~~072 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 ~~661~~1,188 2240,~~532~~973 SH DEFINED 1, 2 2240,~~532~~973 0 0 BANK OF NOVA SCOTIA COM 064149107 ~~570~~675 1514,~~241~~825 SH DEFINED 1, 2 1514,~~241~~825 0 0 BARRICK GOLD CORP COM 067901108 7493 2,~~205~~457 SH DEFINED 1, 2 2,~~205~~457 0 0 BAXTER INTERNATIONAL INC COM 071813109 1,~~235~~221 2321,~~320~~405 SH DEFINED 1, 2 2321,~~320~~405 0 0 BECTON DICKINSON & CO COM 075887109 ~~579~~465 86,~~109~~669 SH DEFINED 1, 2 86,~~109~~669 0 0 BERKSHIRE HATHAWAY INC CL B 084670207 ~~130~~149 45 SH DEFINED 1, 2 45 0 0 BEST BUY CO INC COM 086516101 86422 211,~~564~~262 SH DEFINED 1, 2 211,~~564~~262 0 0 BIOGEN IDEC INC COM 09062X103 4146 907 SH DEFINED 1, 2 907 0 0 BLOCK(H & R) INC COM 093671105 ~~488~~637 2834,~~356~~660 SH DEFINED 1, 2 2834,~~356~~660 0 0 BOEING CO COM 097023105 4962 1,153 SH DEFINED 1, 2 1,153 0 0 ~~BRISTOL-MYERS~~CIGNA ~~SQUIBB~~CORP CO COM ~~110122108~~125509109 ~~285~~55 141,~~036~~966 SH DEFINED 1, 2 141,~~036~~966 0 0 CME GROUP INC COM 12572Q105 ~~119~~117 381 SH DEFINED 1, 2 381 0 0 CVS CAREMARK CORP COM 126650100 2,~~009~~843 6379,~~077~~536 SH DEFINED 1, 2 6379,~~077~~536 0 0 CAMECO CORP COM 13321L108 1117 ~~412~~622 SH DEFINED 1, 2 ~~412~~622 0 0 CANADIAN IMPERIAL BANK OF COMMERCE COM 136069101 4038 ~~805~~631 SH DEFINED 1, 2 ~~805~~631 0 0 CANADIAN NATIONAL RAILWAYS CO COM 136375102 2124 492 SH DEFINED 1, 2 492 0 0 CANADIAN NATURAL RESOURCES LTD COM 136385101 ~~143~~182 2,705 SH DEFINED 1, 2 2,705 0 0 ~~CANADIAN~~CANON ~~PACIFIC~~INC ~~RAILWAYS~~ADR 138006309 60 1,500 SH DEFINED 1 1,500 0 0 CAPITAL ONE FINANCIAL CORP COM ~~13645T100~~14040H105 ~~177~~333 49,~~450~~330 SH DEFINED 1, 2 49,~~450~~330 0 0 ~~CANON~~CATERPILLAR INC ~~ADR~~COM ~~138006309~~149123101 49335 16,~~500~~530 SH DEFINED 1, 12 6,~~500~~530 0 0 CELGENE CORP COM 151020104 6373 1,312 SH DEFINED 1, 2 1,312 0 0 ~~CERNER~~CENTURYTEL ~~CORP~~INC COM ~~156782104~~156700106 96672 120,~~534~~003 SH DEFINED 1, 2 120,~~534~~003 0 0 ~~CHEVRON~~CERNER ~~CORPORATION~~CORP COM ~~166764100~~156782104 ~~2,165~~115 321,~~666~~534 SH DEFINED 1, 2 321,~~666~~534 0 0 ~~CHURCH~~CHEVRON &CORPORATION ~~DWIGHT~~ COM ~~171340102~~166764100 ~~441~~2,109 829,~~121~~962 SH DEFINED 1, 2 829,~~121~~962 0 0 ~~CISCO~~CHURCH ~~SYSTEMS~~& ~~INC~~DWIGHT COM ~~17275R102~~171340102 ~~1,215~~358 656,~~157~~319 SH DEFINED 1, 2 656,~~157~~319 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- ----------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ~~CITIGROUP~~CISCO SYSTEMS INC COM ~~172967101~~17275R102 6 2,~~000~~170 92,225 SH DEFINED 1, 2 92,~~000~~225 0 0 ~~COACH~~CITIGROUP INC COM ~~189754104~~172967101 73520 2108,~~722~~358 SH DEFINED 1, 2 2108,~~722~~358 0 0 ~~COCA-COLA~~CLIFFS CONATURAL RESOURCES INC COM ~~191216100~~18683K101 ~~246~~224 56,~~135~~921 SH DEFINED 1, 2 56,~~135~~921 0 0 ~~COLGATE-PALMOLIVE~~COACH COINC COM ~~194162103~~189754104 90146 14,~~265~~447 SH DEFINED 1, 2 14,~~265~~447 0 0 ~~COMCAST~~COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A ~~20030N101~~192446102 8657 51,~~909~~485 SH DEFINED 1, 2 51,~~909~~485 0 0 COLGATE-PALMOLIVE CO COM 194162103 97 1,265 SH DEFINED 1, 2 1,265 0 0 COMPANHIA DE BEBIDAS DAS AMERICAS SPON ADR PFD 20441W203 ~~334~~333 54,~~159~~051 SH DEFINED 1, 2 54,~~159~~051 0 0 ~~CUMMINS~~DANAHER ~~INC~~CORP COM ~~231021106~~235851102 ~~109~~119 31,~~091~~763 SH DEFINED 1, 2 31,~~091~~763 0 0 ~~DANAHER~~DAVITA ~~CORP~~INC COM ~~235851102~~23918K108 ~~109~~72 1,~~763~~276 SH DEFINED 1, 2 1,~~763~~276 0 0 ~~DAVITA~~DEERE ~~INC~~& CO COM ~~23918K108~~244199105 63105 12,~~276~~453 SH DEFINED 1, 2 2,453 0 0 DELL INC COM 24702R101 625 40,938 SH DEFINED 1,~~276~~ 2 40,938 0 0 DIRECTV GROUP INC COM 25459L106 ~~199~~222 8,042 SH DEFINED 1, 2 8,042 0 0 WALT DISNEY COMPANY (THE) COM DISNEY 254687106 ~~416~~490 17,855 SH DEFINED 1, 2 17,855 0 0 DOW CHEMICAL CO COM 260543103 117 ~~711~~278 SH DEFINED 1 ~~711~~278 0 0 EMC CORP MASSACHUSETTS COM 268648102 712 41,780 SH DEFINED 1, 2 41,780 0 0 EATON VANCE CORP COM NON VTG 278265103 ~~703~~348 2612,~~284~~417 SH DEFINED 1, 2 2612,~~284~~417 0 0 EBAY INC COM 278642103 ~~358~~501 2021,~~916~~243 SH DEFINED 1, 2 2021,~~916~~243 0 0 ECOLAB INC COM 278865100 ~~221~~262 5,671 SH DEFINED 1, 2 5,671 0 0 EL PASO CORP COM 28336L109 ~~163~~183 17,687 SH DEFINED 1, 2 17,687 0 0 ~~EMBARQ CORPORATION COM 29078E105 509 12,096 SH DEFINED 1, 2 12,096 0 0~~ EMERSON ELECTRIC CO COM 291011104 6479 1,972 SH DEFINED 1, 2 1,972 0 0 ENCANA CORPORATION COM 292505104 ~~217~~252 4,365 SH DEFINED 1, 2 4,365 0 0 ENBRIDGE INC COM 29250N105 917 ~~269~~427 SH DEFINED 1, 2 ~~269~~427 0 0 ~~ESTERLINE~~ENTERGY ~~TECHNOLOGIES~~ CORP COM ~~297425100~~29364G103 ~~173~~200 62,~~403~~505 SH DEFINED 1, 2 62,~~403~~505 0 0 EXPRESS SCRIPTS INC ESI COM 302182100 ~~121~~136 1,755 SH DEFINED 1, 2 1,755 0 0 ~~EXXON~~FLIR ~~MOBIL~~SYSTEMS ~~CORP~~INC COM ~~30231G102~~302445101 89430 115,~~278~~373 SH DEFINED 1, 2 115,~~278~~373 0 0 ~~FLIR~~FTI ~~SYSTEMS~~CONSULTING INC COM ~~302445101~~302941109 ~~446~~331 197,~~747~~783 SH DEFINED 1, 2 197,~~747~~783 0 0 ~~FTI~~FAMILY ~~CONSULTING~~DOLLAR STORES INC COM ~~302941109~~307000109 ~~507~~186 107,~~004~~041 SH DEFINED 1, 2 107,~~004~~041 0 0 FIDELITY NATL INFORMATION SERVICES COM 31620M106 60734 328,~~000~~781 SH DEFINED 1 3,~~000~~ ~~0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 241 17,856 SH DEFINED 1,~~ 2 1728,~~856~~781 0 0 FISERV INC COM 337738108 68693 114,~~497~~375 SH DEFINED 1, 12 14,~~497~~375 0 0 FLUOR CORP COM 343412102 4685 ~~894~~1,675 SH DEFINED 1, 2 ~~894~~1,675 0 0 FRANKLIN RESOURCES INC COM 354613101 2434 340 SH DEFINED 1 340 0 0 GAP INC COM 364760108 ~~413~~420 2519,~~188~~621 SH DEFINED 1, 2 2519,~~188~~621 0 0 GENERAL ~~DYNAMICS CORP COM 369550108 433 7,815 SH DEFINED 1, 2 7,815 0 0 GENERAL~~ ELECTRIC CO COM 369604103 ~~210~~1,491 1790,~~905~~909 SH DEFINED 1, 2 1790,~~905~~909 0 0 GENERAL MILLS INC COM 370334104 ~~721~~816 12,~~849~~678 SH DEFINED 1, 2 12,~~849~~678 0 0 ~~GENZYME CORP COM 372917104 556 9,981 SH DEFINED 1, 2 9,981 0 0~~ GILEAD SCIENCES INC COM 375558103 ~~330~~328 7,046 SH DEFINED 1, 2 7,046 0 0 GILDAN ACTIVEWEAR INC COM 375916103 ~~167~~223 11,303 SH DEFINED 1, 2 11,303 0 0 GLAXOSMITHKLINE SPONSORED ADR 37733W105 ~~244~~221 65,~~904~~601 SH DEFINED 1, 2 65,~~904~~601 0 0 GOLDCORP INC COM 380956409 1113 321 SH DEFINED 1, 2 321 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 ~~443~~489 32,~~010~~657 SH DEFINED 1, 2 32,~~010~~657 0 0 GOODRICH CORP COM 382388106 8390 1,651 SH DEFINED 1, 2 1,651 0 0 GOOGLE INC CL A 38259P508 ~~425~~499 1,007 SH DEFINED 1, 2 1,007 0 0 GRAINGER(W.W.) INC COM 384802104 207 2,322 SH DEFINED 1, 2 2,322 0 0 CGI GROUP INC CL A SUB VTG 39945C109 1310 ~~1,517~~855 SH DEFINED 1, 2 ~~1,517~~855 0 0 ~~HEWITT~~HANESBRANDS ~~ASSOCIATES~~INC COM ~~42822Q100~~410345102 ~~219~~492 723,~~367~~024 SH DEFINED 1, 2 723,~~367~~024 0 0 HEWLETT PACKARD CO COM 428236103 2,~~238~~691 57,~~923~~036 SH DEFINED 1, 2 57,~~923~~036 0 0 HONEYWELL INTERNATIONAL INC COM 438516106 14102 ~~456~~2,759 SH DEFINED 1, 2 ~~456~~2,759 0 0 ~~IMS~~ITT ~~HEALTH~~EDUCATIONAL SERVICES INC COM ~~449934108~~45068B109 25495 14,~~953~~485 SH DEFINED 1, 12 4,~~953~~485 0 0 IAMGOLD CORP COM 450913108 1318 1,266 SH DEFINED 1, 2 1,266 0 0 ILLINOIS TOOL WORKS INC COM 452308109 7485 1,990 SH DEFINED 1, 2 1,990 0 0 ~~IMPERIAL OIL COM NEW 453038408 14 367 SH DEFINED 1, 2 367 0 0~~ INTEL CORP COM 458140100 1,~~093~~464 6674,~~095~~879 SH DEFINED 1, 2 6674,~~095~~879 0 0 INTERNATIONAL BUS MACH CORP COM 459200101 ~~2,112~~970 208,~~239~~109 SH DEFINED 1, 2 208,~~239~~109 0 0 INTUIT INC COM 461202103 ~~401~~315 1411,~~231~~049 SH DEFINED 1, 2 1411,~~231~~049 0 0 IRON MOUNTAIN INC COM 462846106 8881 3,042 SH DEFINED 1, 2 3,042 0 0 ISHARES INC MSCI PAC J IDX 464286665 ~~906~~1,774 2843,~~656~~839 SH DEFINED 1, 2 2843,~~656~~839 0 0 ISHARES INC MSCI ~~UTD~~JAPAN ~~KINGD~~464286848 ~~464286699~~174 ~~493 37~~17,~~514~~567 SH DEFINED 1, 2 3717,~~514~~567 0 0 ISHARES ~~INC~~TRUST ~~MSCI~~BARCLYS ~~JAPAN~~TIPS ~~464286848~~BD ~~584~~464287176 61119 1,~~990~~158 SH DEFINED 1, 2 611,~~990~~158 0 0 ISHARES TRUST ~~BARCLYS~~S&P ~~TIPS~~500 BDINDEX ~~464287176~~464287200 ~~118~~244 12,~~158~~300 SH DEFINED 1, 2 12,~~158~~300 0 0 ISHARES TRUST ~~S&P~~BARCLY ~~500~~USAGG ~~INDEX~~B ~~464287200~~464287226 1,~~508~~516 1614,~~337~~465 SH DEFINED 1, 2 1614,~~337~~465 0 0 ISHARES TRUST ~~BARCLYS~~MSCI USEMERG ~~AGG~~MKT B464287234 ~~464287226~~2,418 62,100 SH DEFINED 1 62,~~468~~100 140 0 ISHARES TRUST IBOXX INV CPBD 464287242 910 8,~~377~~537 SH DEFINED 1, 2 148,~~377~~537 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- ----------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ISHARES TRUST ~~MSCI EMERG MKT 464287234 2,003 62,100 SH DEFINED 1 62,100 0 0 ISHARES TRUST IBOXX INV CPBD 464287242 154 1,537 SH DEFINED 1, 2 1,537 0 0 ISHARES TRUST~~ BARCLYS 7-10 YR 464287440 7374 800 SH DEFINED 1, 2 800 0 0 ISHARES TRUST BARCLYS 1-3 YR 464287457 ~~538~~560 6,~~430~~664 SH DEFINED 1, 2 6,~~430~~664 0 0 ISHARES TRUST MSCI EAFE IDX 464287465 ~~670~~1,175 1421,~~604~~474 SH DEFINED 1 1421,~~604~~474 0 0 ISHARES TRUST S&P GLB100INDX 464287572 1821 360 SH DEFINED 1, 2 360 0 0 ISHARES TRUST S&P EURO PLUS 464287861 1,~~824~~064 5827,~~185~~649 SH DEFINED 1, 2 5827,~~185~~649 0 0 JP MORGAN CHASE & CO COM 46625H100 32,~~147~~726 9262,~~044~~273 SH DEFINED 1, 2 9262,~~044~~273 0 0 ~~JACOBS ENGINEERING GROUP INC COM 469814107 40 961 SH DEFINED 1, 2 961 0 0~~ JOHNSON & JOHNSON COM 478160104 ~~1,258~~159 222,~~153~~605 SH DEFINED 1, 2 222,~~153~~605 0 0 KBKBR ~~HOME~~INC COM ~~48666K109~~48242W106 2570 ~~175~~24,493 SH DEFINED 1, 2 ~~175~~24,493 0 0 KINROSS GOLD CORP COM NO PAR 496902404 1417 763 SH DEFINED 1, 2 763 0 0 KRAFT FOODS INC CL A 50075N104 6466 2,515 SH DEFINED 1, 2 2,515 0 0 L-3 COMMUNICATIONS ~~CORP~~HLDGS INC COM 502424104 ~~137~~701 18,~~969~~738 SH DEFINED 1, 2 18,~~969~~738 0 0 LINCOLN NATIONAL CORP COM 534187109 ~~252~~420 1416,~~678~~245 SH DEFINED 1, 2 1416,~~678~~245 0 0 LOCKHEED MARTIN CORP COM 539830109 ~~855~~570 107,~~596~~302 SH DEFINED 1, 2 107,~~596~~302 0 0 LOWE'S COMPANIES INC COM 548661107 ~~575~~306 2914,636 SH DEFINED 1, 2 2914,636 0 0 MEMC ELECTRONICS MATERIALS INC COM 552715104 ~~101~~94 5,650 SH DEFINED 1, 2 5,650 0 0 MSCI INC CL A 55354G100 358 12,081 SH DEFINED 1, 2 12,081 0 0 MANULIFE FINANCIAL CORP COM 56501R106 2834 1,610 SH DEFINED 1 1,610 0 0 MARATHON OIL CORPORATION COM 565849106 9095 2,983 SH DEFINED 1, 2 2,983 0 0 MASTERCARD INC CL A 57636Q104 ~~643~~607 3,~~838~~005 SH DEFINED 1, 2 3,~~838~~005 0 0 MCDONALD'S CORPORATION COM 580135101 21,~~499~~994 4334,~~486~~949 SH DEFINED 1, 2 4334,~~486~~949 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 ~~394~~454 8,~~642~~212 SH DEFINED 1, 2 8,~~642~~212 0 0 MEDTRONIC INC COM 585055106 ~~115~~121 3,290 SH DEFINED 1, 2 3,290 0 0 MERCK & CO INC COM 589331107 8495 3,000 SH DEFINED 1 3,000 0 0 METLIFE INC COM 59156R108 ~~235~~702 718,~~827~~431 SH DEFINED 1, 2 718,~~827~~431 0 0 METROPCS COMMUNICATIONS INC COM 591708102 ~~155~~109 11,642 SH DEFINED 1, 2 11,642 0 0 MICROSOFT CORP COM 594918104 2,~~240~~123 9482,~~138~~268 SH DEFINED 1, 2 9482,~~138~~268 0 0 MIDCAP SPDR TRUST UNIT SER 1 595635103 7691 726 SH DEFINED 1, 2 726 0 0 MOLSON COORS BREWING COMPANY CL A 60871R100 - 4,132 SH DEFINED 1 4,132 0 0 MOLSON COORS BREWING COMPANY CL B 60871R209 ~~213~~245 11,731 SH DEFINED 1, 2 11,731 0 0 MONSANTO CO COM 61166W101 ~~243~~253 3,269 SH DEFINED 1, 2 3,269 0 0 MORGAN STANLEY COM NEW 617446448 ~~736~~591 2519,~~832~~153 SH DEFINED 1, 2 2519,~~832~~153 0 0 MURPHY OIL CORP COM 626717102 ~~470~~497 8,640 SH DEFINED 1, 2 8,640 0 0 NII HOLDINGS INC CL B NEW 62913F201 ~~112~~176 5,871 SH DEFINED 1, 2 5,871 0 0 NATIONAL BANK OF GREECE SPONSORED ADR 633643408 ~~987~~649 ~~181~~90,~~021~~053 SH DEFINED 1, 2 ~~181~~90,~~021~~053 0 0 NATIONAL OILWELL VARCO INC COM 637071101 7092 2,135 SH DEFINED 1, 2 2,135 0 0 NEWMONT MINING CORP COM 651639106 96103 2,349 SH DEFINED 1, 2 2,349 0 0 NEXEN INC COM 65334H102 8 348 SH DEFINED 1, 2 348 0 0 NIKE INC CL B 654106103 ~~1,118~~988 2115,~~588~~277 SH DEFINED 1, 2 2115,~~588~~277 0 0 NORDSTROM INC COM 655664100 75115 3,775 SH DEFINED 1, 2 3,775 0 0 NORTHERN TRUST CORP COM 665859104 9199 1,697 SH DEFINED 1, 2 1,697 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 ~~264~~252 2116,~~788~~825 SH DEFINED 1, 2 2116,~~788~~825 0 0 NUCOR CORP COM 670346105 9566 21,~~133~~408 SH DEFINED 1, 2 21,~~133~~408 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 ~~819~~765 129,~~450~~760 SH DEFINED 1, 2 129,~~450~~760 0 0 OMNICOM GROUP INC COM 681919106 5261 1,649 SH DEFINED 1, 2 1,649 0 0 OPEN TEXT CO COM 683715106 4 119 SH DEFINED 1, 2 119 0 0 ORACLE CORP COM 68389X105 1,~~524~~948 7193,~~107~~553 SH DEFINED 1, 2 7193,~~107~~553 0 0 PAYCHEX INC COM 704326107 ~~100~~115 3,957 SH DEFINED 1, 2 3,957 0 0 PEPSICO INC COM 713448108 ~~343~~319 65,~~241~~438 SH DEFINED 1, 2 65,~~241~~438 0 0 ~~TELEKOMUNIKASI~~PERFECT ~~INDONESIA(PERSERO)~~WORLD ~~SPONSORED~~CO SPON ADR ~~715684106~~REP ~~173~~B 571372U104 310 6,~~760~~439 SH DEFINED 1, 2 56,~~760~~439 0 0 ~~PETRO-CANADA~~TELEKOMUNIKASI ~~COM~~INDONESIA(PERSERO) ~~71644E102~~SPONSORED ~~1,165~~ADR 30715684106 195 5,~~138~~480 SH DEFINED 1, 2 305,~~138~~480 0 0 PFIZER INC COM 717081103 12,~~045~~182 69131,~~676~~946 SH DEFINED 1, 2 69131,~~676~~946 0 0 PHILIP MORRIS INTERNATIONAL INC COM 718172109 ~~1,264~~570 2811,~~969~~700 SH DEFINED 1, 2 2811,~~969~~700 0 0 POTASH CORP OF SASKATCHEWAN COM 73755L107 8886 946 SH DEFINED 1, 2 946 0 0 POWERSHARES DB COMMODITY IDX TRK FD UNIT BEN INT 73935S105 353 16,000 SH DEFINED 1, 2 16,000 0 0 PRAXAIR INC COM 74005P104 81106 1,~~135~~299 SH DEFINED 1, 2 1,~~135~~299 0 0 PRICELINE.COM INC COM NEW 741503403 ~~793~~661 73,~~120~~984 SH DEFINED 1, 2 73,~~120~~984 0 0 PROCTER & GAMBLE CO COM 742718109 ~~335~~380 6,561 SH DEFINED 1, 2 6,561 0 0 PROGRESSIVE CORP(OHIO) COM 743315103 4954 3,235 SH DEFINED 1, 2 3,235 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 ~~271~~298 75,~~279~~976 SH DEFINED 1, 2 75,~~279~~976 0 0 QUALCOMM INC COM 747525103 81 1,810 SH DEFINED 1, 2 1,810 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- ----------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ~~QUALCOMM~~RAYTHEON ~~INC~~CO COM ~~747525103~~NEW ~~496~~755111507 10593 12,~~968~~360 SH DEFINED 1, 2 1012,~~968~~360 0 0 ~~QUESTAR~~REGIONS FINANCIAL CORP COM ~~748356102~~7591EP100 67755 2121,~~145~~824 SH DEFINED 1, 2 2121,~~145~~824 0 0 ~~RAYTHEON CO COM NEW 755111507 623 14,009 SH DEFINED 1, 2 14,009 0 0~~ REPUBLIC SERVICES INC COM 760759100 ~~190~~207 7,794 SH DEFINED 1, 2 7,794 0 0 RESEARCH IN MOTION COM 760975102 ~~344~~99 41,~~842~~471 SH DEFINED 1, 2 41,~~842~~471 0 0 ROYAL BANK OF CANADA COM 780087102 ~~835~~709 2013,~~414~~214 SH DEFINED 1, 2 2013,~~414~~214 0 0 ROYAL DUTCH SHELL SPONS ADR A 780259206 ~~214~~244 4,255 SH DEFINED 1, 2 4,255 0 0 SPDR TRUST UNIT SER 1 78462F103 2225,~~164~~560 ~~240~~242,~~779~~015 SH DEFINED 1, 2 ~~240~~242,~~779~~015 0 0 SPX CORP COM 784635104 1114 229 SH DEFINED 1, 2 229 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5,~~045~~470 55,334 SH DEFINED 1, 2 55,334 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1,~~800~~556 3226,~~785~~708 SH DEFINED 1, 2 3226,~~785~~708 0 0 ~~ST.JUDE~~SARA ~~MEDICAL~~LEE ~~INC~~CORP COM ~~790849103~~803111103 8812 21,~~146~~050 SH DEFINED 1, ~~2 2~~1,~~146~~050 0 0 ~~SARA~~SCHLUMBERGER ~~LEE~~LIMITED ~~CORP~~ COM ~~803111103~~806857108 10113 1,~~050~~904 SH DEFINED 1, 2 1,~~050~~904 0 0 ~~SCHLUMBERGER~~SEMPRA ~~LIMITED~~ENERGY COM ~~806857108~~816851109 ~~103~~102 12,~~904~~040 SH DEFINED 1, 2 12,~~904~~040 0 0 ~~SIMON~~SOLUTIA ~~PROPERTY GROUP~~ INC COM ~~828806109~~NEW 1834376501 20325 28,076 SH DEFINED 1, 202 28,076 0 0 SOUTHERN CO. COM 842587107 ~~577~~208 186,~~515~~582 SH DEFINED 1, 2 186,~~515~~582 0 0 ~~SOUTHWESTERN~~SOUTHERN ~~ENERGY~~COPPER COCORPORATION COM ~~845467109~~84265V105 9294 23,~~375~~053 SH DEFINED 1, 2 23,~~375~~053 0 0 ~~SUN~~SOUTHWESTERN ~~LIFE~~ENERGY ~~FINANCIAL~~CO ~~INC~~ COM ~~866796105~~845467109 22101 ~~800~~2,375 SH DEFINED 1, ~~800~~2 2,375 0 0 ~~SUNCOR~~SUN ~~ENERGY~~LIFE FINANCIAL INC COM ~~867229106~~866796105 7441 21,~~426~~317 SH DEFINED 1, 2 21,~~426~~317 0 0 ~~SYMANTEC~~SUNCOR ~~CORP~~ENERGY COM ~~871503108~~867224107 951,297 637,~~092~~219 SH DEFINED 1, 2 637,~~092~~219 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING SPONSORED ADR 874039100 ~~353~~602 3755,~~565~~014 SH DEFINED 1, 2 3755,~~565~~014 0 0 TALISMAN ENERGY INC COM 87425E103 86104 6,007 SH DEFINED 1, 2 6,007 0 0 TARGET CORP COM 87612E106 ~~388~~459 9,839 SH DEFINED 1, 2 9,839 0 0 TECK RESOURCES LIMITED CL B 878742204 815 532 SH DEFINED 1, 2 532 0 0 TESORO CORPORATION COM 881609101 ~~161~~148 129,~~630~~870 SH DEFINED 1, 2 129,~~630~~870 0 0 TEVA PHARMACEUTICAL INDUSTRIES ADR 881624209 1,~~666~~269 3325,~~739~~094 SH DEFINED 1, 2 3325,~~739~~094 0 0 TEXAS INSTRUMENTS INC COM 882508104 ~~104~~116 4,888 SH DEFINED 1, 2 4,888 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 59606 113,~~446~~885 SH DEFINED 1, 12 13,~~446~~885 0 0 THOMSON-REUTERS CO COM 884903105 1214 411 SH DEFINED 1, 2 411 0 0 3M COMPANY COM 88579Y101 ~~144~~177 2,400 SH DEFINED 1 2,400 0 0 TORONTO-DOMINION BANK COM NEW 891160509 ~~198~~245 3,~~826~~796 SH DEFINED 1, 2 3,~~826~~796 0 0 TRANSCANADA CORPORATION COM 89353D107 4653 1,696 SH DEFINED 1, 2 1,696 0 0 TRAVELERS CO INC (THE) COM 89417E109 ~~438~~525 10,668 SH DEFINED 1, 2 10,668 0 0 US BANCORP COM NEW 902973304 81129 45,~~507~~890 SH DEFINED 1, 2 45,~~507~~890 0 0 ULTRA PETROLEUM CORP COM 903914109 ~~188~~237 4,834 SH DEFINED 1, 2 4,834 0 0 UNION PACIFIC CORP COM 907818108 1,~~050~~132 2019,~~161~~423 SH DEFINED 1, 2 2019,~~161~~423 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7989 1,571 SH DEFINED 1, 2 1,571 0 0 UNITED TECHNOLOGIES CORP COM 913017109 551 9,043 SH DEFINED 1, 2 9,043 0 0 V F CORP COM 918204108 9891 1,~~765~~259 SH DEFINED 1, 2 1,~~765~~259 0 0 VALERO ENERGY CORP(NEW) COM 91913Y100 ~~311~~280 1814,439 SH DEFINED 1, 2 1814,439 0 0 VERIZON COMMUNICATIONS COM 92343V104 ~~115~~113 3,743 SH DEFINED 1, 2 3,743 0 0 VIRGIN MEDIA INC COM 92769L101 412 29,629 SH DEFINED 1, 2 29,629 0 0 VISA INC COM CL A 92826C839 400 5,784 SH DEFINED 1, 2 5,784 0 0 VODAFONE GROUP SPONS ADR NEW 92857W209 ~~136~~158 7,000 SH DEFINED 1 7,000 0 0 WMS INDUSTRIES COM 929297109 ~~263~~292 86,~~366~~552 SH DEFINED 1, 2 86,~~366~~552 0 0 WAL-MART STORES INC COM 931142103 21,~~029~~007 4120,~~910~~517 SH DEFINED 1, 2 4120,~~910~~517 0 0 WELLPOINT INC COM 94973V107 ~~210~~196 4,133 SH DEFINED 1, 2 4,133 0 0 WELLS FARGO & COMPANY COM 949746101 56 215 SH DEFINED 1, 2 215 0 0 WESTERN UNION COMPANY (THE) COM 959802109 ~~158~~182 9,609 SH DEFINED 1, 2 9,609 0 0 WYETH COM 983024100 ~~178~~190 3,920 SH DEFINED 1 3,920 0 0 XTO ENERGY INC COM 98385X106 ~~497~~538 13,022 SH DEFINED 1, 2 13,022 0 0 ~~XCEL ENERGY INC COM 98389B100 17 937 SH DEFINED 1 937 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 796 23,769 SH DEFINED 1, 2 23,769 0 0~~ OPENTV CORP CL A G67543101 01 366 SH DEFINED 1, 2 366 0 0 ~~TYCO ELECTRONICS L COM NEW G9144P105 52 2,790 SH DEFINED 1 2,790 0 0~~

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