4//SEC Filing
DAIS ANALYTIC CORP 4
Accession 0001140361-09-024643
$DLYTCIK 0001125699operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 1:59 PM ET
Size
19.0 KB
Accession
0001140361-09-024643
Insider Transaction Report
Form 4
DAIS ANALYTIC CORPDLYT.OB
Platinum-Montaur Life Sciences, LLC
10% Owner
Transactions
- Sale
Common Stock
2009-09-25$1.05/sh−1,153$1,211→ 3,238,204 total - Other
2009 Stock Purchase Warrant
2009-03-12$0.25/sh+999,000$249,750→ 999,000 totalExercise: $0.25From: 2009-03-12Exp: 2014-03-12→ Common Stock (999,000 underlying) - Sale
Common Stock
2009-09-24$1.10/sh−13,550$14,905→ 3,239,357 total - Sale
Common Stock
2009-09-16$1.00/sh−2,040$2,040→ 3,322,700 total - Sale
Common Stock
2009-09-22$1.03/sh−8,500$8,755→ 3,314,200 total - Sale
Common Stock
2009-09-23$1.73/sh−61,293$106,037→ 3,252,907 total - Conversion
Secured Convertible Promissory Note
2009-03-12$0.20/sh−600,000$120,000→ 3,324,740 totalExercise: $0.20From: 2007-12-31→ Common Stock (3,324,740 underlying) - Conversion
Common Stock
2009-03-12$0.20/sh+3,324,740$664,948→ 3,324,740 total
Nordlicht Mark
10% Owner
Transactions
- Conversion
Common Stock
2009-03-12$0.20/sh+3,324,740$664,948→ 3,324,740 total - Sale
Common Stock
2009-09-16$1.00/sh−2,040$2,040→ 3,322,700 total - Sale
Common Stock
2009-09-25$1.05/sh−1,153$1,211→ 3,238,204 total - Other
2009 Stock Purchase Warrant
2009-03-12$0.25/sh+999,000$249,750→ 999,000 totalExercise: $0.25From: 2009-03-12Exp: 2014-03-12→ Common Stock (999,000 underlying) - Conversion
Secured Convertible Promissory Note
2009-03-12$0.20/sh−600,000$120,000→ 3,324,740 totalExercise: $0.20From: 2007-12-31→ Common Stock (3,324,740 underlying) - Sale
Common Stock
2009-09-22$1.03/sh−8,500$8,755→ 3,314,200 total - Sale
Common Stock
2009-09-23$1.73/sh−61,293$106,037→ 3,252,907 total - Sale
Common Stock
2009-09-24$1.10/sh−13,550$14,905→ 3,239,357 total
Footnotes (2)
- [F1]The 3,324,740 shares of Common Stock were acquired upon conversion of a $600,000 principal amount Secured Convertible Promissory Note plus accrued interest at $0.20 per share.
- [F2]The 2009 Stock Purchase Warrant was issued by the Issuer to the Reporting Person as additional consideration for the Reporting Person converting the Secured Convertible Promissory Note.
Documents
Issuer
DAIS ANALYTIC CORP
CIK 0001125699
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001125699
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 1:59 PM ET
- Size
- 19.0 KB