Home/Filings/4/0001140361-09-019978
4//SEC Filing

FIRST SOUTHERN HOLDINGS LLC 4

Accession 0001140361-09-019978

CIK 0000832480other

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 3:05 PM ET

Size

10.3 KB

Accession

0001140361-09-019978

Insider Transaction Report

Form 4
Period: 2009-08-27
UTG INCUTGN.OB
Transactions
  • Sale

    Common Stock

    2009-08-27$10.00/sh80,000$800,0001,277,716 total
  • Sale

    Call Option (obligation to sell)

    2009-08-27100,000100,000 total
    Exercise: $10.00From: 2009-08-27Exp: 2011-08-27Common Stock (100,000 underlying)
  • Sale

    Call Option (obligation to sell)

    2009-08-27100,000100,000 total
    Exercise: $10.00From: 2009-08-27Exp: 2012-08-27Common Stock (100,000 underlying)
Footnotes (2)
  • [F1]On August 27, 2009, First Southern Bancorp, Inc. (FSB) and First Southern Holdings, LLC (FSH), individually and collectively, granted call options under which a total of 200,000 shares of the Issuer's common stock may be purchased. If the options are exercised, FSB and FSH, in their sole discretion, may determine the number of shares each of them will sell to the exercising optionee, up to the full 200,000 optioned shares.
  • [F2]This call option was granted without the payment of any premium concurrently with the optionees' purchase of additional shares of the Issuer's common stock, as reflected in Table I.

Documents

1 file

Issuer

UTG INC

CIK 0000832480

Entity typeother
IncorporatedKY

Related Parties

1
  • filerCIK 0001240842

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 3:05 PM ET
Size
10.3 KB