FRISCHKORN DAVID E K 4
4 · ICO INC · Filed May 13, 2009
Insider Transaction Report
Form 4
ICO INCICOC
FRISCHKORN DAVID E K
Director
Transactions
- Award
Common Stock
2009-05-11+24,000→ 33,300 total
Holdings
- 7,000
Common Stock (IRA rollover)
- 3,000(indirect: By Trust)
Common Stock
- 3,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The total includes 24,000 restricted shares of issuer's common stock issued pursuant to the 2008 Equity Incentive Plan for Non-Employee Directors of ICO, Inc. These 24,000 restricted shares will vest on February 1, 2012, subject to forfeiture prior to vesting in accordance with the terms of the Restricted Stock Agreement pursuant to which such restricted shares were awarded.
- [F2]David Frischkorn is the Trustee of the 1987 Present Interest Trust for Anne Eloise Frischkorn ("Trust"). Anne Eloise Frischkorn is the daughter of the Mr. Frischkorn. Mr. Frischkorn disclaims beneficial ownership of any securities held by the Trust.
- [F3]Anne E. Frischkorn, the wife of Mr. Frischkorn, is the Trustee of the 1987 Present Interest Trust for David Frischkorn, III, ("DF III Trust"). David Frischkorn, III, is the son of Mr. Frischkorn. Mr. Frischkorn disclaims beneficial ownership of any securities held by the DF III Trust.