PAULSON CHARLES 4
4 · PAULSON CAPITAL CORP · Filed Jan 17, 2006
Insider Transaction Report
Form 4
PAULSON CHARLES
DirectorOther
Transactions
- Exercise of In-Money
Stock Option (Right to buy Common Stock)
2005-12-20−2,500→ 0 totalExercise: $8.10From: 2003-11-10Exp: 2008-11-09→ Common Stock (2,500 underlying) - Exercise of In-Money
Common Stock
2005-12-20$7.01/sh+3,000$21,030→ 3,500 total - Exercise of In-Money
Common Stock
2005-12-20$8.10/sh+2,500$20,250→ 6,000 total - Exercise of In-Money
Stock Option (Right to Buy Common Stock)
2005-12-20−3,000→ 2,500 totalExercise: $7.01From: 2002-03-19Exp: 2007-03-18→ Common Stock (3,000 underlying)
Footnotes (4)
- [F1]Charles L.F. Paulson is a Director of Paulson Investment Company, Inc. (a wholly-owned subsidiary of Paulson Capital Corp.).
- [F2]500 shares of these securities are held in a custodian account for Charles Paulson's minor child.
- [F3]These transactions result from the exercise of 3,000 stock options granted to Mr. Paulson on March 19, 2002 for a price of $7.01 per share.
- [F4]These transactions result from the exercise of 2,500 stock options granted to Mr. Paulson on November 12, 2003 at a price of $8.10 per share.