4//SEC Filing
PAULSON CAPITAL CORP 4
Accession 0001140361-04-000949
CIK 0000704159operating
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 10:48 AM ET
Size
8.6 KB
Accession
0001140361-04-000949
Insider Transaction Report
Form 4
PAULSON CHESTER L F
DirectorChairman10% Owner
Transactions
- Sale
Common Stock
2004-02-06$12.00/sh−686$8,232→ 1,563,291 total(indirect: See Footnote)
Footnotes (2)
- [F1]Form filed by more than one reporting person. In addition to Chester L.F. Paulson, the following are reporting parties: Jacqueline M. Paulson (Mr. Paulson's spouse), Paulson Investment Company, Inc. ("PICI"), and the Paulson Family LLC ("LLC"). These reporting parties collectively own over 10%. The address for each of the reporting parties is the same as that provided for Chester L.F. Paulson. PICI is a registered broker/dealer and a wholly owned subsidiary of Paulson Capital Corp. ("PLCC"). Mr. and Mrs. Paulson are controlling managers of the LLC, which is a controlling shareholder of PLCC, which is the parent company of PICI. Mr. and Mrs. Paulson and the LLC expressly disclaim any beneficial ownership of securities held in the name of PICI.
- [F2]1,471,443 shares of the securities are held in the name of the LLC; 30,000 shares of the securities are held in an IRA for the benefit of Mr. Paulson; 30,000 shares of the securities are held in an IRA for the benefit of Mrs. Paulson. After these transactions, 27,314 shares of the securities are held in a joint account for Mr. and Mrs. Paulson.
Documents
Issuer
PAULSON CAPITAL CORP
CIK 0000704159
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000704159
Filing Metadata
- Form type
- 4
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 10:48 AM ET
- Size
- 8.6 KB