DEFRONZO ROBERT A 4

4 · US HOME SYSTEMS INC · Filed Jan 27, 2012

Form 4

Period: 2012-01-25

CFO, Secretary & Treasurer

Transactions

Exercise/Conversion
Common Stock
2012-01-25$2.72/sh+7,500$20,400→ 67,771 total
Exercise/Conversion
Common Stock
2012-01-25$2.51/sh+3,334$8,368→ 67,771 total
Tax Payment
Common Stock
2012-01-25$8.12/sh−6,960$56,515→ 60,811 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-01-25−7,500→ 25,000 total
Exercise: $2.72From: 2012-01-01Exp: 2019-08-10→ Common Stock (7,500 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-01-25−3,334→ 21,666 total
Exercise: $2.51From: 2011-03-15Exp: 2020-03-15→ Common Stock (3,334 underlying)
Exercise/Conversion
Common Stock
2012-01-25$1.85/sh+15,000$27,750→ 67,771 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-01-25−15,000→ 32,500 total
Exercise: $1.85From: 2010-11-11Exp: 2018-11-11→ Common Stock (15,000 underlying)

Footnotes (2)

[F1]Mr. DeFronzo tendered to the Company 6,960 shares which he owned as payment for the exercise price of the options to purchase a total of 25,834 shares. After all reported transactions, Mr. DeFronzo directly owns 60,811 shares of common stock which includes 3,125 shares which may be purchased by Mr. DeFronzo upon exercise of presently exercisable stock options.
[F2]After all reported transactions, Mr. DeFronzo owns options to purchase 2,500 shares at $2.72 per share which vest on 1/1/2013; options to purchase 6,666 shares at $2.51 per share which fully vest on 3/15/2013 and options to purchase 12,500 shares at $4.58 per share of which 3,125 options are vested and the remaining 9,375 options are fully vested on 3/28/2014.

Documents

1 file