Kershaw David 4
4 · TOMPKINS FINANCIAL CORP · Filed Oct 29, 2024
Insider Transaction Report
Form 4
Kershaw David
SVP, PAO
Transactions
- Tax Payment
Common Stock
2024-10-28$60.75/sh−1,103$67,007→ 3,920.559 total - Exercise/Conversion
Common Stock
2024-10-28$49.22/sh+1,255$61,771→ 5,023.559 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2024-10-28−1,255→ 0 totalExercise: $49.22Exp: 2024-11-21→ Common Stock (1,255 underlying)
Holdings
- 1,276.775(indirect: By 401(k))
Common Stock
- 2,527.392(indirect: by ESOP)
Common Stock
Footnotes (2)
- [F1]Shares withheld for Option cost and taxes.
- [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.