4//SEC Filing
GOODMAN STACEY 4
Accession 0001127602-24-005262
CIK 0001137774other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 7:13 PM ET
Size
14.6 KB
Accession
0001127602-24-005262
Insider Transaction Report
Form 4
GOODMAN STACEY
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2024-02-13+16,590→ 26,239 total - Tax Payment
Common Stock
2024-02-13$105.24/sh−7,091$746,257→ 19,148 total - Award
2024 Restricted Stock Units
2024-02-13+6,533→ 6,533 totalExercise: $0.00→ Common Stock (6,533 underlying) - Award
2024 Performance Shares
2024-02-13+19,599→ 19,599 totalExercise: $0.00→ Common Stock (19,599 underlying) - Exercise/Conversion
2021 Performance Shares
2024-02-13−17,500→ 0 total→ Common Stock (17,500 underlying)
Holdings
- 1,964(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.
- [F2]Represents shares withheld for the payment of taxes.
- [F3]Amount reported has been adjusted to include 566 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2022, and December 31, 2023, based on a plan statement dated December 31, 2023. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- [F4]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
- [F5]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
- [F6]The performance shares convert to common stock on a 1 to 1 basis.
- [F7]Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeother
Related Parties
1- filerCIK 0001661379
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 7:13 PM ET
- Size
- 14.6 KB