Home/Filings/4/0001127602-23-024309
4//SEC Filing

Machiels Alec 4

Accession 0001127602-23-024309

CIK 0001492422other

Filed

Sep 17, 8:00 PM ET

Accepted

Sep 18, 4:24 PM ET

Size

10.8 KB

Accession

0001127602-23-024309

Insider Transaction Report

Form 4
Period: 2023-09-15
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2023-09-151,2503,750 total
    Exercise: $2.67Exp: 2023-12-04Common Stock (1,250 underlying)
  • Exercise/Conversion

    Common Stock

    2023-09-15$2.67/sh+1,250$3,338368,670 total
  • Sale

    Common Stock

    2023-09-15$45.34/sh1,250$56,675367,420 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    11,950
  • Common Stock

    (indirect: By LLC)
    250,000
  • Common Stock

    (indirect: By Trust)
    150,000
Footnotes (5)
  • [F1]This is a scheduled exercise and sale from 10B5-1 trading plan.
  • [F2]The shares are held by Bauhaus 1 LLC, which LLC is held by The Irrevocable Agreement of Trust of Alec Machiels (the "Trust"). The reporting person is the managing member of Bauhaus 1 LLC and the trustee of the Trust.
  • [F3]Owned by spouse.
  • [F4]On September 7, 2021, the reporting person's spouse transferred 150,000 shares of Apellis Pharmaceuticals, Inc. common stock to her trust, of which the reporting person is the trustee.
  • [F5]This option was granted on December 5, 2013 and fully vested.

Issuer

Apellis Pharmaceuticals, Inc.

CIK 0001492422

Entity typeother

Related Parties

1
  • filerCIK 0001496687

Filing Metadata

Form type
4
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 4:24 PM ET
Size
10.8 KB