4//SEC Filing
Bancel Stephane 4
Accession 0001127602-23-024257
CIK 0001682852other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 7:28 PM ET
Size
7.5 KB
Accession
0001127602-23-024257
Insider Transaction Report
Form 4
Moderna, Inc.MRNA
Bancel Stephane
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2023-09-15+17,893→ 5,429,839 total
Holdings
- 9,050,372(indirect: See Footnote)
Common Stock
- 6,564,880(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F2]Represents the receipt of shares by the reporting person pursuant to pro rata distributions-in-kind, without consideration, of shares of the company's common stock by Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") to the partners of Flagship Fund IV and by its general partner, Flagship Ventures Fund IV General Partner, LLC. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F3]These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Documents
Issuer
Moderna, Inc.
CIK 0001682852
Entity typeother
Related Parties
1- filerCIK 0001443340
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 7:28 PM ET
- Size
- 7.5 KB