4//SEC Filing
Fallon Marie E. 4
Accession 0001127602-23-014600
CIK 0001830214other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 8:18 PM ET
Size
16.8 KB
Accession
0001127602-23-014600
Insider Transaction Report
Form 4
Fallon Marie E.
Chief Accounting Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2023-05-01+307→ 191,083 total - Sale
Class A Common Stock
2023-05-02$1.15/sh−8,073$9,260→ 183,010 total - Exercise/Conversion
Restricted Stock Units
2023-05-01−13,683→ 357,645 total→ Class A Common Stock (13,683 underlying) - Exercise/Conversion
Restricted Stock Units
2023-05-01−3,750→ 172,500 total→ Class A Common Stock (3,750 underlying) - Exercise/Conversion
Class B Common Stock
2023-05-01−307→ 50,612 total→ Class A Common Stock (307 underlying) - Exercise/Conversion
Class A Common Stock
2023-05-01+13,683→ 187,026 total - Exercise/Conversion
Class A Common Stock
2023-05-01+3,750→ 190,776 total
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock at the option of the Reporting Person.
- [F2]Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.
- [F3]Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
- [F4]Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction.
- [F5]The RSUs vest in 48 equal monthly installments, which began on April 1, 2023.
- [F6]Includes shares of Class B Common Stock that are subject to vesting conditions.
Documents
Issuer
Ginkgo Bioworks Holdings, Inc.
CIK 0001830214
Entity typeother
Related Parties
1- filerCIK 0001883686
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 8:18 PM ET
- Size
- 16.8 KB